RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• D•••• S••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Mar 10, 2026 · New York, Ny
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Dec 19, 2025 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseDec 16, 2015 to Jan 2, 2026 · Boca Raton, Fl
- C••••• S••••• S••••••••• •••• L•• formerNov 23, 2015 to Dec 28, 2015 · New York, Ny
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Jan 2, 2026, registered Dec 19, 2025 (-14 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Dec 28, 2015, registered Dec 16, 2015 (-12 days) · corporate re-registration, not a move
- A•••••• D•••• S•••••• left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2025-12-19)Jan 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address