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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JAMIE GRANVILLE HARGRAVE

Advisor at PROSPERITY FINANCIAL GROUP, INC.

SAN RAMON, CA

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Search this name across graphsid dfx:ria:64cb1801-0928-7ba9-aba4-c69bfcd9843c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITY FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 23, 1998
First registration: Jan 16, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3006122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITY FINANCIAL GROUP, INC.	Independent wealth	Dec 15, 2025	n/a	yes	SAN RAMON, CA	Current employment
PROSPERITY FINANCIAL GROUP, INC.	Former SEC adviser	Apr 8, 2015	Dec 24, 2025	no	SAN RAMON, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Apr 7, 2015	no	WALNUT CREEK, CA\|WALNUT CREEK, CA	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	May 5, 2009	Oct 5, 2009	no	WALNUT CREEK, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 13, 2009	no	DANVILLE, CA\|OAKLAND, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 16, 2002	Jan 1, 2008	no	OAKLAND, CA\|OAKLAND, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERITY FINANCIAL GROUP, INC.	PROSPERITY FINANCIAL GROUP, INC.	Dec 24, 2025	Dec 15, 2025	-9	Channel change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	PROSPERITY FINANCIAL GROUP, INC.	Apr 7, 2015	Apr 8, 2015	1	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	AMERIPRISE ADVISOR SERVICES, INC.	May 13, 2009	May 5, 2009	-8	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145540:339321:CA:2025-12-24	Dec 24, 2025	Dec 15, 2025	SAN RAMON, CA	Firm change

Relationships

Registered with (6)

→ PROSPERITY FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ PROSPERITY FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 8, 2015 to Dec 24, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Apr 7, 2015factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 5, 2009 to Oct 5, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 13, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 16, 2002 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.