DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jamie Granville Hargrave
Feed of 09/14/2026
At current firm
0 y
since Dec 15, 2025
In the industry
28 y
since Mar 23, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Financial Group, Inc. independent RIA currentsince Dec 15, 2025 · San Ramon, Ca
- Prosperity Financial Group, Inc. formerApr 8, 2015 to Dec 24, 2025 · San Ramon, Ca
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Apr 7, 2015 · Walnut Creek, Ca
- Ameriprise Advisor Services, Inc. unclassifiedMay 5, 2009 to Oct 5, 2009 · Walnut Creek, Ca
- Wells Fargo Advisors wirehouseJan 1, 2008 to May 13, 2009 · Danville, Ca
- A. G. Edwards & Sons, Inc. unclassifiedJan 16, 2002 to Jan 1, 2008 · Oakland, Ca
Moves
a registration end followed by a registration begin elsewhere
- Prosperity Financial Group, Inc. to Prosperity Financial Group, Inc.left Dec 24, 2025, registered Dec 15, 2025 (-9 days) · channel change inside one enterprise, not a move · moved with a team
- Ameriprise Financial Services, LLC to Prosperity Financial Group, Inc.left Apr 7, 2015, registered Apr 8, 2015 (1 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Ameriprise Advisor Services, Inc.left May 13, 2009, registered May 5, 2009 (-8 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address