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Advisor at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | Mixed wealth | Oct 29, 2015 | n/a | yes | LOS ANGELES, CA | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Sep 2, 2014 | Oct 21, 2014 | no | BEVERLY HILLS, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Sep 2, 2014 | Oct 21, 2014 | no | Beverly Hills, CA | Previous registration |
| RWA WEALTH PARTNERS | Independent wealth | Feb 17, 2012 | Sep 17, 2013 | no | BOSTON, MA | Previous registration |
| ADVISER INVESTMENTS | n/a | May 9, 2011 | Feb 28, 2012 | no | NEWTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | Oct 21, 2014 | Oct 29, 2015 | 373 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 21, 2014 | Sep 2, 2014 | -49 | Channel change | Other |
| RWA WEALTH PARTNERS | TD AMERITRADE, INC. | Sep 17, 2013 | Sep 2, 2014 | 350 | Firm change | Other |
| ADVISER INVESTMENTS | RWA WEALTH PARTNERS | Feb 28, 2012 | Feb 17, 2012 | -11 | Firm change | Other |