DFX Intelligence

N•••••••• J• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

N•••••••• J• F••••••••

Advisor at S•••••• P•••••••• L••

Scottsdale, AZ | OMAHA, NE

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Search this name across graphsid dfx:ria:64eb769d-28b7-bd3e-3ce8-49623ece8bdc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P•••••••• L••	Independent wealth	Feb 14, 2018	n/a	yes	Scottsdale, AZ\|OMAHA, NE	Current employment
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	May 28, 2014	Oct 31, 2016	no	FOUNTAIN HILLS, AZ\|KENTWOOD, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• A••••••• L••	S•••••• P•••••••• L••	Oct 31, 2016	Feb 14, 2018	471	Firm change after gap	Other
U••• F•••••••• P••••••• S•••••••	R•••• I••••••••• A••••••• L••	Feb 14, 2014	May 28, 2014

Relationships

Registered with (3)

→ S•••••• P•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 28, 2014 to Oct 31, 2016factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Apr 27, 2010 to Feb 14, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64eb769d-28b7-bd3e-3ce8-49623ece8bdc
First observed: Apr 27, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.