RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••••• J• F••••••••
- S•••••• P•••••••• L•• independent RIA currentsince Feb 14, 2018 · Scottsdale, Az
- R•••• I••••••••• A••••••• L•• BD affiliatedMay 28, 2014 to Oct 31, 2016 · Fountain Hills, Az
- U••• F•••••••• P••••••• S••••••• formerApr 27, 2010 to Feb 14, 2014 · Phoenix, Az
- R•••• I••••••••• A••••••• L•• to S•••••• P•••••••• L••left Oct 31, 2016, registered Feb 14, 2018 (471 days) · Other
- U••• F•••••••• P••••••• S••••••• to R•••• I••••••••• A••••••• L••left Feb 14, 2014, registered May 28, 2014 (103 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address