DFX Intelligence

J••• T••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J••• T••••• H•••••••••

Advisor at D••••• W••••• M•••••••••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:64f12099-829f-7475-9bd4-64f59b7691ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W••••• M•••••••••	Independent wealth	Apr 1, 2026	n/a	yes	NEWPORT BEACH, CA	Current employment
F•••••••• C•••••• M••••••••• I•••	Independent wealth	Mar 10, 2023	Apr 6, 2026	no	FOOTHILL RANCH, CA\|RANCHO SANTA FE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• C•••••• M••••••••• I•••	D••••• W••••• M•••••••••	Apr 6, 2026	Apr 1, 2026	-5	Firm change	RIA to RIA
B•••• T•••• W••••• M••••••••• L••	F•••••••• C•••••• M••••••••• I•••	Feb 28, 2023	Mar 10, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
112483:167811:CA:2020-12-22	Dec 22, 2020	Nov 3, 2020	IRVINE, CA	Firm change after gap

Relationships

Registered with (5)

→ D••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ F•••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2023 to Apr 6, 2026factForm ADV
→ B•••• T•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 3, 2020 to Feb 28, 2023factForm ADV
→ S•••• M••••• F•••••••• S•••••••• L••

Dated events

Occurred
Apr 6, 2026
Advisor changed firm
J••• T••••• H••••••••• left F•••••••• C•••••• M••••••••• I••• for D••••• W••••• M••••••••• (registered 2026-04-01)
Form ADVobserved 7 days ago
Occurred
Feb 28, 2023
Advisor changed firm
J••• T••••• H••••••••• left B•••• T•••• W••••• M••••••••• L•• for F•••••••• C•••••• M••••••••• I••• (registered 2023-03-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64f12099-829f-7475-9bd4-64f59b7691ab
First observed: Jan 28, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.