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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SQUAR MILNER FINANCIAL SERVICES, LLC

CRD 112483

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e12ae1e7-5ad9-5a47-ba86-9a095cbbac2e

Data as of Jun 22, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 0
Observed: Sep 27, 2017 to Jun 22, 2020
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $420MItem 5.F on the latest filing (2020-06-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $393M
Private client RAUM: $399MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 9
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 771
Individual clients: 214
High net worth clients: 289
Custody, client assets: $23.7M
SEC number: 801-111941
CRD: 112483
Filings on the tape: 16
First filed: Sep 27, 2017
Latest filed: Jun 22, 2020
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Abbott, Alec, Bruce	CHIEF COMPLIANCE OFFICER & PRESIDENT	Na	yes	03/2000	Sep 27, 2017	Jun 22, 2020
HARRINGTON, DEBORAH, LEE	CHIEF OPERATING OFFICER / CHIEF MARKETING OFFICER	Na	yes	11/2018	Feb 5, 2019	Jun 22, 2020
MILNER, STEPHEN, PAUL	Manager	Na	yes	08/1999	Oct 11, 2017	Jun 22, 2020
SQUAR MILNER LLP	MANAGING MEMBER	E	yes	01/2017	Sep 27, 2017	Jun 22, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SQUAR MILNER LLP	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	2	yes
Encino	CA	United States	1	no
LOS ANGELES	CA	United States	1	no
SAN FRANCISCO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 17, 2020	$420M	$393M	11	9	4	n/a	n/a
2018	Mar 27, 2019	$267M	$241M	11	9	4	n/a	n/a
2017	Jan 24, 2018	$180M	$180M	10	9	4	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$420M	$267M	57.4%	n/a	n/a	11	11	4	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SMART INVESTMENTS ADVISORY INCORPORATED	2	Dec 22, 2020	Apr 30, 2001	IRVINE, CA	Team lift out	RIA to state RIA	28.6%
BAKER TILLY WEALTH MANAGEMENT, LLC	5	Dec 22, 2020	Nov 5, 2020	IRVINE, CA	Firm absorbed	RIA to RIA	71.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J.P. MORGAN SECURITIES LLC	2	Oct 12, 2017	Nov 8, 2018	RANCHO SANTA FE, CA	Team lift out	Wirehouse to RIA	0.0%

Relationships

Controls (4)

← HARRINGTON, DEBORAH, LEEOwnerCHIEF OPERATING OFFICER / CHIEF MARKETING OFFICER, ownership code NA, individual
Feb 5, 2019 to presentfactForm ADV
← Abbott, Alec, BruceOwnerCHIEF COMPLIANCE OFFICER & PRESIDENT, ownership code NA, individual
Sep 27, 2017 to presentfactForm ADV
← MILNER, STEPHEN, PAULOwnerMANAGER, ownership code NA, individual
Oct 11, 2017 to presentfactForm ADV
← SQUAR MILNER LLPOwnerMANAGING MEMBER, ownership code E, domestic entity
Sep 27, 2017 to presentfactForm ADV

Registered with (8)

← JOHN THOMAS HARRINGTONAdvisorregistration: previous registration
Dec 18, 2018 to Dec 22, 2020factForm ADV
← Alec Bruce AbbottAdvisorregistration: previous registration
Jun 26, 2000 to Dec 22, 2020factForm ADV
← MICHAEL ANTHONY DELLISANTAdvisorregistration: previous registration
Sep 29, 2017 to Dec 22, 2020factForm ADV
← Jason Morgan PerkinsAdvisorregistration: previous registration
Jun 26, 2000 to Dec 22, 2020factForm ADV
← Scott Craig BurackAdvisorregistration: previous registration
Aug 16, 2017 to Dec 22, 2020factForm ADV
← MICHAEL T JANISAdvisorregistration: previous registration
Sep 24, 2019 to Dec 22, 2020factForm ADV
← DAVID LEVINAdvisorregistration: previous registration
Nov 8, 2018 to Dec 22, 2020factForm ADV
← JEFFREY HALBERTAdvisorregistration: previous registration
Feb 12, 2018 to Mar 6, 2018factForm ADV

Moved with (3)

→ BAKER TILLY WEALTH MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed, same day
Dec 22, 2020 to Nov 5, 2020factForm ADV
← J.P. MORGAN SECURITIES LLCRegistered adviser2 advisors, team lift out, same day
Oct 12, 2017 to Nov 8, 2018factForm ADV
→ SMART INVESTMENTS ADVISORY INCORPORATEDRegistered adviser2 advisors, team lift out, same day
Dec 22, 2020 to Apr 30, 2001factForm ADV

Dated events

Occurred
Mar 17, 2020
Regulatory AUM changed
Squar Milner Financial Services, Llc reported RAUM $419.8M, up 57% from $266.7M (2019-03-27 to 2020-03-17)
Form ADVobserved 5 days ago
$153M
Occurred
Feb 5, 2019
Control person joined
Lee Deborah Harrington (Chief Operating Officer / Chief Marketing Officer) appeared on Schedule A of Squar Milner Financial Services, Llc
Form ADVobserved 5 days ago
Occurred
Sep 27, 2017
First Form ADV filing
Squar Milner Financial Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e12ae1e7-5ad9-5a47-ba86-9a095cbbac2e
First observed: Sep 27, 2017
Last observed: Jun 22, 2020 76 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SQUAR MILNER FINANCIAL SERVICES, LLC

CRD 112483

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e12ae1e7-5ad9-5a47-ba86-9a095cbbac2e

Data as of Jun 22, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Abbott, Alec, Bruce

CHIEF COMPLIANCE OFFICER & PRESIDENT

yes

03/2000

Sep 27, 2017

Jun 22, 2020

HARRINGTON, DEBORAH, LEE

CHIEF OPERATING OFFICER / CHIEF MARKETING OFFICER

yes

11/2018

Feb 5, 2019

Jun 22, 2020

MILNER, STEPHEN, PAUL

Manager

yes

08/1999

Oct 11, 2017

Jun 22, 2020

SQUAR MILNER LLP

MANAGING MEMBER

yes

01/2017

Sep 27, 2017

Jun 22, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SQUAR MILNER LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN DIEGO

United States

yes

Encino

United States

LOS ANGELES

United States

SAN FRANCISCO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 17, 2020

$420M

$393M

n/a

2018

Mar 27, 2019

$267M

$241M

n/a

2017

Jan 24, 2018

$180M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$420M

$267M

57.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SMART INVESTMENTS ADVISORY INCORPORATED

Dec 22, 2020

Apr 30, 2001

IRVINE, CA

Team lift out

RIA to state RIA

28.6%

BAKER TILLY WEALTH MANAGEMENT, LLC

Dec 22, 2020

Nov 5, 2020

IRVINE, CA

Firm absorbed

RIA to RIA

71.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

J.P. MORGAN SECURITIES LLC

Oct 12, 2017

Nov 8, 2018

RANCHO SANTA FE, CA

Team lift out

Wirehouse to RIA

0.0%