K•••• D••••••••

Advisor at C••••••••• W•••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64fd79b4-f599-3024-bf32-08fa8dacb235

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Apr 29, 2024	n/a	yes	LAS VEGAS, NV\|OVERLAND PARK, KS\|SCOTTSDALE, AZ	Current employment
F••••• W••••• W••••• M••••••••• L••	Independent wealth	Dec 20, 2022	Oct 16, 2023	no	Las Vegas, NV\|CANTON, CT

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
F••••• W••••• W••••• M••••••••• L••	C••••••••• W•••••• L••	Oct 16, 2023	Apr 29, 2024	196	Firm change	RIA to RIA
A•••••••• C•••••• M•••••••••	F••••• W••••• W••••• M••••••••• L••	Jan 3, 2023	Dec 20, 2022

Relationships

Registered with (7)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Apr 29, 2024 to presentfactForm ADV
→ F••••• W••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 20, 2022 to Oct 16, 2023factForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 9, 2021 to Jan 3, 2023factForm ADV
→ E•••• S••••••••• L••

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64fd79b4-f599-3024-bf32-08fa8dacb235
First observed: Nov 2, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.