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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

ANDY P BACAYLAN

Advisor at KESTRA ADVISORY SERVICES, LLC

Santa Cruz, CA | AUSTIN, TX

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Search this name across graphsid dfx:ria:6505f038-7d90-b721-0b56-99f1fa10db71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 8, 1992
First registration: Oct 20, 1999
Dual registered: yes, broker-dealer
Other names: ANDY BACAYLAN|ANDY BACAYLAN|ANDREW PAUL BACAYLAN
IAPD individual key: 2262905

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 27, 2025	n/a	yes	AUSTIN, TX\|Santa Cruz, CA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 28, 2019	Aug 27, 2025	no	SAN DIEGO, CA\|Santa Cruz, CA\|Santa Cruz, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 7, 2007	Jan 30, 2019	no	SANTA CRUZ, CA\|SAN JOSE, CA\|SANTA CRUZ, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Sep 14, 2007	no	SAN JOSE, CA\|SAN JOSE, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 20, 1999	Jul 1, 2003	no	SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	KESTRA ADVISORY SERVICES, LLC	Aug 27, 2025	Aug 27, 2025	0	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	COMMONWEALTH FINANCIAL NETWORK	Jan 30, 2019	Jan 28, 2019	-2	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 14, 2007	Sep 7, 2007	-7	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:283330:CA:2025-08-27	Aug 27, 2025	Aug 27, 2025	SANTA CRUZ, CA	Firm change

Relationships

Registered with (5)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Aug 27, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 28, 2019 to Aug 27, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 7, 2007 to Jan 30, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Sep 14, 2007factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 20, 1999 to Jul 1, 2003factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
Andy P Bacaylan left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2025-08-27)
Form ADVobserved 6 days ago