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Registered advisor
A••• P• B•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••• B•••••••
At current firm
1 y
since Aug 27, 2025
In the industry
34 y
since Sep 8, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 27, 2025 · Austin, Tx
- C••••••••• F•••••••• N•••••• national BDJan 28, 2019 to Aug 27, 2025 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 7, 2007 to Jan 30, 2019 · Santa Cruz, Ca
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Sep 14, 2007 · San Jose, Ca
- P••••••••• E••••• G••••• L•• unclassifiedOct 20, 1999 to Jul 1, 2003 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left Aug 27, 2025, registered Aug 27, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••left Jan 30, 2019, registered Jan 28, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 14, 2007, registered Sep 7, 2007 (-7 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- A••• P• B••••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-08-27)Aug 27, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address