DFX Intelligence

T•••••• J• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

T•••••• J• D••••

Advisor at K••••••••• C••••••• I•••

CINCINNATI, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••••• C••••••• I•••	Independent wealth	Dec 3, 2025	n/a	yes	CINCINNATI, OH	Current employment
L••••••• A•••••••• L••	Independent wealth	Jan 7, 2020	Dec 1, 2025	no	Florene, KY\|YORKVILLE, IL\|Hebron, KY\|Florence, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• A•••••••• L••	K••••••••• C••••••• I•••	Dec 1, 2025	Dec 3, 2025	2	Firm change	RIA to RIA
J••• M••••• S••••••••• L••	L••••••• A•••••••• L••	Aug 12, 2015	Jan 7, 2020

Relationships

Registered with (4)

→ K••••••••• C••••••• I•••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ L••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2020 to Dec 1, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 3, 2013 to Aug 12, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
1 Dec 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 23, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.