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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Columbia, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 27, 2025 | n/a | yes | Columbia, SC | Current employment |
| FIRST CITIZENS ASSET MANAGEMENT, INC | Bd affiliated wealth | Oct 8, 2019 | Mar 5, 2025 | no | Columbia, SC|Columbia, SC | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Oct 8, 2019 | Mar 5, 2025 | no | Columbia, SC|Columbia, SC|Columbia, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 29, 2018 | Oct 9, 2019 | no | COLUMBIA, SC|COLUMBIA, SC|WEST COLUMBIA, SC|GREENVILLE, SC|COLUMBIA, SC|COLUMBIA, SC|COLUMBIA, SC | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Feb 18, 2015 | Jun 29, 2018 | no | Columbia, SC|Columbia, SC|Columbia, SC|Georgetown, SC|Florence, SC | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Nov 6, 2014 | Feb 17, 2015 | no | COLUMBIA, SC | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Oct 24, 2014 | Feb 17, 2015 | no | COLUMBIA, SC | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 7, 2013 | Aug 29, 2014 | no | CHARLOTTE, NC|COLUMBIA, SC|COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST CITIZENS ASSET MANAGEMENT, INC | RAYMOND JAMES & ASSOCIATES, INC. | Mar 5, 2025 | Feb 27, 2025 | -6 | Firm change | Ibd to ibd |
| FIRST CITIZENS INVESTOR SERVICES, INC. | FIRST CITIZENS ASSET MANAGEMENT, INC | Mar 5, 2025 | Oct 8, 2019 | -1,975 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | FIRST CITIZENS INVESTOR SERVICES, INC. | Oct 9, 2019 | Oct 8, 2019 | -1 | Firm change | Wirehouse to ibd |
| CUSO FINANCIAL SERVICES, L.P. | WELLS FARGO ADVISORS | Jun 29, 2018 | Jun 29, 2018 | 0 | Firm change | Ibd to wirehouse |
| TD AMERITRADE, INC. | CUSO FINANCIAL SERVICES, L.P. | Feb 17, 2015 | Feb 18, 2015 | 1 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Feb 17, 2015 | Nov 6, 2014 | -103 | Channel change | Other |
| BB&T INVESTMENT SERVICES, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Aug 29, 2014 | Oct 24, 2014 | 56 | Firm change | Other |