DFX Intelligence

L•••••• R••••• K••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

L•••••• R••••• K••

Advisor at A•••• I••••••••• A•••••••• L••

DEERFIELD, IL | Buford, GA

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Search this name across graphsid dfx:ria:6535fe03-7430-ee86-c906-d6901f8fb71b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 23, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	Feb 1, 2022	n/a	yes	DEERFIELD, IL\|Buford, GA	Current employment
T•••• A•••••••• L••	Former SEC adviser	May 8, 2013	Mar 2, 2022	no	ATLANTA, GA\|Chicago, IL\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A•••••••• L••	A•••• I••••••••• A•••••••• L••	Mar 2, 2022	Feb 1, 2022	-29	Firm change	Ibd to RIA
F•• S••••••••• C•••••••••	T•••• A•••••••• L••	May 8, 2013	May 8, 2013

Relationships

Registered with (3)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 1, 2022 to presentfactForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
May 8, 2013 to Mar 2, 2022factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
May 23, 2012 to May 8, 2013factForm ADV

Dated events

Occurred
Mar 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6535fe03-7430-ee86-c906-d6901f8fb71b
First observed: May 23, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.