RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• R••••• K••
- A•••• I••••••••• A•••••••• L•• mixed wealth currentsince Feb 1, 2022 · Deerfield, Il
- T•••• A•••••••• L•• formerMay 8, 2013 to Mar 2, 2022 · Atlanta, Ga
- F•• S••••••••• C••••••••• formerMay 23, 2012 to May 8, 2013 · Atlanta, Ga
- T•••• A•••••••• L•• to A•••• I••••••••• A•••••••• L••left Mar 2, 2022, registered Feb 1, 2022 (-29 days) · Affiliated broker-dealer or bank to independent RIA
- F•• S••••••••• C••••••••• to T•••• A•••••••• L••left May 8, 2013, registered May 8, 2013 (0 days) · Other
- L•••••• R••••• K•• left T•••• A•••••••• L•• for A•••• I••••••••• A•••••••• L•• (registered 2022-02-01)Mar 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address