This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LIBERTY ONE INVESTMENT MANAGEMENT

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 1988earliest registration or exam on IAPD

Years in industry

38derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Oct 16, 1990

First registration

Apr 30, 1998

Dual registered

no

IAPD individual key

1957486

• Occurred

  Jul 8, 2026
  Advisor departed, no destination yet

  Roch Richard Tranel no longer registered at The Tranel Group, Llc; no later IA registration on IAPD

  Form ADVobserved 5 days ago
• Occurred

  Oct 21, 2022
  Advisor changed firm

  Roch Richard Tranel left Money Concepts Advisory Service for Liberty One Investment Management (registered 2019-06-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:654a7087-d0d7-e37d-0d1e-7bd79d4e4d72

First observed

Apr 30, 1998

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.