RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• R•••••• T•••••
- L•••••• O•• I••••••••• M••••••••• asset manager currentsince Jun 21, 2019 · L••••••Ville, Il
- T•• T••••• G••••• L•• formerAug 21, 2023 to Jul 8, 2026 · L••••••Ville, Il
- M•••• C••••••• A••••••• S•••••• BD affiliatedApr 30, 1998 to Oct 21, 2022 · Wilmington, Nc
- T•• T••••• G••••• L•• to no registered destinationleft Jul 8, 2026 · Departure, no registered destination
- M•••• C••••••• A••••••• S•••••• to L•••••• O•• I••••••••• M•••••••••left Oct 21, 2022, registered Jun 21, 2019 (-1218 days) · Other
- R••• R•••••• T••••• no longer registered at T•• T••••• G••••• L••; no later IA registration on IAPDJul 8, 2026 · Advisor departure · fact
- R••• R•••••• T••••• left M•••• C••••••• A••••••• S•••••• for L•••••• O•• I••••••••• M••••••••• (registered 2019-06-21)Oct 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address