DFX Intelligence

A••••• L•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A••••• L•• C••••••

Advisor at W•••• F•••• A•••••••

PEACHTREE CITY, GA

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Search this name across graphsid dfx:ria:6564c7a9-c868-5577-dc28-59391ecdd852

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 24, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 21, 2026	n/a	yes	PEACHTREE CITY, GA	Current employment
M••••• A•••••••• L••	Bd affiliated wealth	Sep 9, 2024	Aug 22, 2025	no	OMAHA, NE\|Reno, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• A•••••••• L••	W•••• F•••• A•••••••	Aug 22, 2025	Jan 21, 2026	152	Firm change	Ibd to wirehouse
P•••• C•••••• F••••••••	M••••• A•••••••• L••	Oct 2, 2024	Sep 9, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
288712:167658:KS:2024-10-02	Oct 2, 2024	Sep 9, 2024	OVERLAND PARK, KS	Firm change
157861:288712:NV:2023-11-07	Nov 7, 2023	Mar 14, 2023	RENO, NV	Firm change after gap

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2024 to Aug 22, 2025factForm ADV
→ P•••• C•••••• F••••••••Registered adviserregistration: previous registration
Mar 14, 2023 to Oct 2, 2024factForm ADV
→ C•••••••••

Dated events

Occurred
Aug 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6564c7a9-c868-5577-dc28-59391ecdd852
First observed: Jan 24, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.