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Advisor at CWM, LLC
OMAHA, NE | Carlisle, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Apr 19, 2022 | n/a | yes | OMAHA, NE|Carlisle, PA | Current employment |
| DIAMOND WEALTH ADVISORS | Former SEC adviser | Feb 11, 2020 | May 20, 2022 | no | CARLISLE, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | Jul 16, 2020 | no | CARLISLE, PA|CARLISLE, PA | Previous registration |
| JACQUELINE L. POWELL & ASSOCIATES, INC. | n/a | Oct 25, 2010 | Nov 16, 2012 | no | CARLISLE, PA | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Oct 21, 2010 | Feb 14, 2018 | no | CARLISLE, PA|CARLISLE, PA|CARLISLE, PA|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIAMOND WEALTH ADVISORS | CWM, LLC | May 20, 2022 | Apr 19, 2022 | -31 | Firm change after gap | RIA to ibd |
| LPL FINANCIAL LLC | DIAMOND WEALTH ADVISORS | Jul 16, 2020 | Feb 11, 2020 | -156 | Firm change after gap | Other |
| INVEST FINANCIAL CORPORATION | JACQUELINE L. POWELL & ASSOCIATES, INC. | Feb 14, 2018 | Oct 25, 2010 | -2,669 | Firm change after gap | Other |
| JACQUELINE L. POWELL & ASSOCIATES, INC. | LPL FINANCIAL LLC | Nov 16, 2012 | Feb 14, 2018 | 1,916 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286163:155344:PA:2022-05-20 | May 20, 2022 | Apr 19, 2022 | CARLISLE, PA | Firm change after gap |
| 12984:116042:WI:2018-02-14 | Feb 14, 2018 | Oct 25, 2010 | APPLETON, WI | Firm change after gap |