DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Christina Alexis Lloyd
At current firm
4 y
since Apr 19, 2022
In the industry
24 y
since Feb 13, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Apr 19, 2022 · Omaha, Ne
- Diamond Wealth Advisors formerFeb 11, 2020 to May 20, 2022 · Carlisle, Pa
- LPL Financial LLC BD affiliatedFeb 14, 2018 to Jul 16, 2020 · Carlisle, Pa
- Jacqueline L. Powell & Associates, Inc. unclassifiedOct 25, 2010 to Nov 16, 2012 · Carlisle, Pa
- Invest Financial Corporation formerOct 21, 2010 to Feb 14, 2018 · Carlisle, Pa
Moves
a registration end followed by a registration begin elsewhere
- Diamond Wealth Advisors to Cwm, LLCleft May 20, 2022, registered Apr 19, 2022 (-31 days) · RIA to affiliated broker-dealer or bank · moved with a team
- LPL Financial LLC to Diamond Wealth Advisorsleft Jul 16, 2020, registered Feb 11, 2020 (-156 days) · Other
- Invest Financial Corporation to Jacqueline L. Powell & Associates, Inc.left Feb 14, 2018, registered Oct 25, 2010 (-2669 days) · Other · moved with a team
- Jacqueline L. Powell & Associates, Inc. to LPL Financial LLCleft Nov 16, 2012, registered Feb 14, 2018 (1916 days) · Other
Signals
- Christina Alexis Ward left Diamond Wealth Advisors for Cwm, Llc (registered 2022-04-19)May 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address