DFX Intelligence

D•••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

D•••••• W••••• A•••••••

JD FINANCIAL SERVICES INC., CRD 286163

CARLISLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1063d073-0819-c057-f6f4-69a87f53fba3

Data as of Jan 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 5
On other graphs: 0
Observed: Jan 6, 2017 to Jan 24, 2022
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $211M••• Locked
Discretionary RAUM: $196M
Private client RAUM: $211Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• J••••• A•	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	03/2017	Mar 6, 2017	Jan 24, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jan 24, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$211M	$182M	16.1%	n/a	n/a	6	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• L••	2	May 20, 2022	Apr 19, 2022	CARLISLE, PA	Team lift out	RIA to ibd	100.0%

Relationships

Controls (1)

← D••••••••• J••••• A•OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 6, 2017 to presentfactForm ADV

Registered with (2)

← C•••••••• A••••• W•••Advisorregistration: previous registration
Feb 11, 2020 to May 20, 2022factForm ADV
← J•••• A• D••••••••Advisorregistration: previous registration
Mar 6, 2017 to May 20, 2022factForm ADV

Moved with (1)

Dated events

Occurred
May 20, 2022
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors
Occurred
May 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 21, 2020
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1063d073-0819-c057-f6f4-69a87f53fba3
First observed: Jan 6, 2017
Last observed: Jan 24, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.