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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION

CRD 107439

NEW YORK, NY

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Search this name across graphsid dfx:ria:65762abb-9faf-a093-211c-00b902cd1204

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Mar 29, 2019
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-40414
CRD: 107439
Filings on the tape: 16
First filed: Mar 30, 2012
Latest filed: Mar 29, 2019
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD")	100% SHARHOLDER OF REGISTRANT	E	yes	08/1991	Mar 30, 2012	Mar 29, 2019
ALLIANCEBERNSTEIN L.P.	100% SHAREHOLDER	E	yes	08/1991	Mar 30, 2012	Mar 29, 2019
CRANCH, LAURENCE, EDWARD	SENIOR VICE PRESIDENT	Na	yes	11/2006	Mar 30, 2012	Mar 29, 2019
LESSER, DAVID, MICHAEL	CORPORATE SECRETARY	Na	yes	09/2016	Mar 31, 2017	Mar 29, 2019
LISSER, JOSHUA, BRUCE	PRESIDENT AND DIRECTOR	Na	yes	01/2001	Mar 30, 2012	Mar 29, 2019
MANLEY, MARK, RANDALL	DIRECTOR, SECRETARY AND CHIEF COMPLIANCE OFFICER	Na	yes	08/1991	Mar 30, 2012	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANCEBERNSTEIN L.P.	n/a	Other adviser	$763B	Y	no	n/a
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC	n/a	Asset manager	$167B	N	yes	n/a
AXA ADVISORS, LLC	n/a	National bd RIA	$42B	N	yes	n/a
AB PRIVATE CREDIT INVESTORS LLC	n/a	Asset manager	$11B	N	yes	n/a
PLANMEMBER SECURITIES CORPORATION	n/a	Independent wealth	$10B	N	yes	n/a
AB CUSTOM ALTERNATIVE SOLUTIONS LLC	n/a	Institutional manager	$1.4B	N	yes	n/a
SANFORD C. BERNSTEIN & CO., LLC	n/a	Other adviser	$1.2B	N	yes	n/a
W.P. STEWART ASSET MANAGEMENT LTD.	n/a	Former SEC adviser	$266M	N	yes	n/a
ALLIANCEBERNSTEIN CORPORATION	n/a	No RAUM reported	$0	Y	no	n/a
ALLIANCEBERNSTEIN HOLDING L.P.	n/a	No RAUM reported	$0	N	yes	n/a
AB BERNSTEIN ISRAEL LTD.	n/a	n/a	n/a	N	yes	n/a
AB TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN (SINGAPORE) LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN CANADA, INC.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN JAPAN LTD.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN LIMITED	n/a	n/a	n/a	N	yes	n/a
AXA DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
AXA EQUITABLE LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS INC.	n/a	n/a	n/a	N	yes	n/a
AXA ROSENBERG INVESTMENT MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
AXA S.A.	n/a	n/a	n/a	Y	no	n/a
CPH CAPITAL FONDSMAEGLERSELSKAB A/S	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (CANADA) LTD.	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (SCHWEIZ) GMBH	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN LIMITED	n/a	n/a	n/a	N	yes	n/a
W.P. STEWART & CO., LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	n/a	n/a	0	0	0	n/a	n/a
2017	Mar 28, 2018	n/a	n/a	0	0	0	n/a	n/a
2016	Mar 31, 2017	n/a	n/a	0	0	n/a	n/a	n/a
2015	Mar 30, 2016	n/a	n/a	0	0	n/a	n/a	n/a
2014	Mar 30, 2015	n/a	n/a	0	0	n/a	n/a	n/a
2013	Mar 31, 2014	n/a	n/a	2	0	n/a	n/a	n/a
2012	Apr 1, 2013	n/a	n/a	4	0	n/a	n/a	n/a
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	n/a	n/a	n/a	n/a	0	0	0	0

Relationships

Affiliated with (13)

→ SANFORD C. BERNSTEIN & CO., LLCRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ W.P. STEWART & CO., LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ALLIANCEBERNSTEIN HOLDING L.P.Registered adviserother investment adviser, common control
factForm ADV
→ ALLIANCEBERNSTEIN CORPORATIONRegistered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
→ AB CUSTOM ALTERNATIVE SOLUTIONS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ W.P. STEWART ASSET MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
→ EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ AB PRIVATE CREDIT INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← W.P. STEWART & CO., LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← ALLIANCE CORPORATE FINANCE GROUP INCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← ALLIANCEBERNSTEIN L.P.Owner100% SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MANLEY, MARK, RANDALLOwnerDIRECTOR, SECRETARY AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← LISSER, JOSHUA, BRUCEOwnerPRESIDENT AND DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← LESSER, DAVID, MICHAELOwnerCORPORATE SECRETARY, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← CRANCH, LAURENCE, EDWARDOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD")Owner100% SHARHOLDER OF REGISTRANT, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 29, 2019
Control person left
Joseph Edward Farrell (Svp & Controller) no longer on Schedule A of Alliancebernstein Global Derivatives Corporation (listed 2018-03-28, absent 2019-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
Perry Seth Bernstein (Chief Executive Officer Of Ablp) no longer on Schedule A of Alliancebernstein Global Derivatives Corporation (listed 2018-03-28, absent 2019-03-29)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 28, 2018
Alliancebernstein Global Derivatives Corporation reported 0 offices beyond its principal office, down from 23 (2017-12-15 to 2018-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65762abb-9faf-a093-211c-00b902cd1204
First observed: Mar 30, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION

CRD 107439

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65762abb-9faf-a093-211c-00b902cd1204

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD")

100% SHARHOLDER OF REGISTRANT

yes

08/1991

Mar 30, 2012

Mar 29, 2019

ALLIANCEBERNSTEIN L.P.

100% SHAREHOLDER

yes

08/1991

Mar 30, 2012

Mar 29, 2019

CRANCH, LAURENCE, EDWARD

SENIOR VICE PRESIDENT

yes

11/2006

Mar 30, 2012

Mar 29, 2019

LESSER, DAVID, MICHAEL

CORPORATE SECRETARY

yes

09/2016

Mar 31, 2017

Mar 29, 2019

LISSER, JOSHUA, BRUCE

PRESIDENT AND DIRECTOR

yes

01/2001

Mar 30, 2012

Mar 29, 2019

MANLEY, MARK, RANDALL

DIRECTOR, SECRETARY AND CHIEF COMPLIANCE OFFICER

yes

08/1991

Mar 30, 2012

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANCEBERNSTEIN L.P.

n/a

Other adviser

$763B

n/a

AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC

n/a

Asset manager

$167B

yes

n/a

AXA ADVISORS, LLC

n/a

National bd RIA

$42B

yes

n/a

AB PRIVATE CREDIT INVESTORS LLC

n/a

Asset manager

$11B

yes

n/a

PLANMEMBER SECURITIES CORPORATION

n/a

Independent wealth

$10B

yes

n/a

AB CUSTOM ALTERNATIVE SOLUTIONS LLC

n/a

Institutional manager

$1.4B

yes

n/a

SANFORD C. BERNSTEIN & CO., LLC

n/a

Other adviser

$1.2B

yes

n/a

W.P. STEWART ASSET MANAGEMENT LTD.

n/a

Former SEC adviser

$266M

yes

n/a

ALLIANCEBERNSTEIN CORPORATION

n/a

No RAUM reported

n/a

ALLIANCEBERNSTEIN HOLDING L.P.

n/a

No RAUM reported

yes

n/a

AB BERNSTEIN ISRAEL LTD.

n/a

yes

n/a

AB TRUST COMPANY, LLC

n/a

yes

n/a

ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.

n/a

yes

n/a

ALLIANCEBERNSTEIN (SINGAPORE) LIMITED

n/a

yes

n/a

ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA.

n/a

yes

n/a

ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD.

n/a

yes

n/a

ALLIANCEBERNSTEIN AUSTRALIA LIMITED

n/a

yes

n/a

ALLIANCEBERNSTEIN CANADA, INC.

n/a

yes

n/a

ALLIANCEBERNSTEIN HONG KONG LIMITED

n/a

yes

n/a

ALLIANCEBERNSTEIN INVESTMENTS, INC.

n/a

yes

n/a

ALLIANCEBERNSTEIN JAPAN LTD.

n/a

yes

n/a

ALLIANCEBERNSTEIN LIMITED

n/a

yes

n/a

AXA DISTRIBUTORS, LLC

n/a

yes

n/a

AXA EQUITABLE LIFE INSURANCE COMPANY

n/a

yes

n/a

AXA INVESTMENT MANAGERS INC.

n/a

yes

n/a

AXA ROSENBERG INVESTMENT MANAGEMENT LLC

n/a

yes

n/a

AXA S.A.

n/a

CPH CAPITAL FONDSMAEGLERSELSKAB A/S

n/a

yes

n/a

SANFORD C. BERNSTEIN (CANADA) LTD.

n/a

yes

n/a

SANFORD C. BERNSTEIN (HONG KONG) LIMITED

n/a

yes

n/a

SANFORD C. BERNSTEIN (SCHWEIZ) GMBH

n/a

yes

n/a

SANFORD C. BERNSTEIN LIMITED

n/a

yes

n/a

W.P. STEWART & CO., LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

n/a

2017

Mar 28, 2018

n/a

2016

Mar 31, 2017

n/a

2015

Mar 30, 2016

n/a

2014

Mar 30, 2015

n/a

2013

Mar 31, 2014

n/a

2012

Apr 1, 2013

n/a

2011

Mar 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a