DFX Intelligence

A• C••••• A••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

A• C••••• A••••••••• S•••••••• L••

CRD 110879

NASHVILLE, TN

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Search this name across graphsid dfx:ria:7ecefe17-b53a-f8f1-1686-ff5cdb13c7c0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 51
Dated events: 15
On other graphs: 0
Observed: Mar 28, 2012 to Mar 30, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••• L•••	Hedge Fund	$441M	Jul 10, 2012	1	Mar 28, 2012	dropped	n/a
H•••• L•••	Hedge Fund	$229M	Jul 10, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• C•••••• M••••••••• L••	SOLE MEMBER	E	yes	09/2016	Sep 26, 2016	Mar 28, 2024
A••••••••• L•••	SOLE MEMBER	E	yes	09/2016	Sep 26, 2016	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••••• L•••	n/a	Other adviser	$763B	Y	no	n/a
E•••••••• I••••••••• M••••••••• G••••• L••	n/a	ASSET_M••••••	$167B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	209	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$746M	89.7%	$627M	31.2%	1	1	1	1

Relationships

Affiliated with (31)

← E•••••••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← A• P•••••• C••••• I•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← A••••••••• L•••Registered adviserother investment adviser, bank, control
factForm ADV
← B•••••••• I••••••••• S••••••• L••Registered adviserother investment adviser, bank, common control

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
A• C••••• A••••••••• S•••••••• L•• reported RAUM $1.4B, up 90% from $746.0M (2025-06-17 to 2026-03-30)
Form ADVobserved 7 days ago
$669M
Occurred
Mar 28, 2025
Regulatory AUM changed
A• C••••• A••••••••• S•••••••• L•• reported RAUM $746.0M, up 54% from $484.0M (2024-03-28 to 2025-03-28)
Form ADVobserved 7 days ago
$262M
Occurred
Mar 28, 2024
Control person left
Michael David Lesser (Corporate Secretary) no longer on Schedule A of A• C••••• A••••••••• S•••••••• L•• (listed 2023-03-31, absent 2024-03-28)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ecefe17-b53a-f8f1-1686-ff5cdb13c7c0
First observed: Mar 28, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.