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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

ALLIANCEBERNSTEIN CORPORATION

CRD 107445

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f347e41-d128-83f4-ac89-4a1eafbdba00

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 36
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-39910
CRD: 107445
Filings on the tape: 45
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPHA UNITS HOLDINGS, INC.	100% SHAREHOLDER	E	yes	12/2018	Mar 31, 2021	Oct 3, 2024
BERNSTEIN, SETH, PERRY	CEO OF ABC	Na	yes	05/2017	May 2, 2017	Oct 3, 2024
DIGANGI, KYLE, CHRISTOPHER	GLOBAL CHIEF COMPLIANCE OFFICER	Na	yes	03/2020	Mar 31, 2022	Oct 3, 2024
EQUITABLE HOLDINGS, INC.	100% SHAREHOLDER	E	yes	05/2018	Mar 31, 2020	Oct 3, 2024
HOLLEY, BRUCE, M	DIRECTOR OF ABC	Na	yes	05/2024	Jul 16, 2024	Oct 3, 2024
HURD, JEFFREY, (NMN)	ABC DIRECTOR	Na	yes	04/2019	Apr 1, 2019	Oct 3, 2024
KAYE, DANIEL, GEORGE	DIRECTOR OF ABC	Na	yes	05/2017	May 2, 2017	Oct 3, 2024
LAMM-TENNANT, JOAN, (NMN)	CHAIRMAN AND DIRECTOR OF ABC	Na	yes	10/2021	Nov 5, 2021	Oct 3, 2024
LANE, NICHOLAS, BURRITT	ABC DIRECTOR	Na	yes	04/2019	Apr 1, 2019	Oct 3, 2024
MARKS, JACQUELINE, MARIE	CHIEF FINANCIAL OFFICER	Na	yes	03/2024	Mar 28, 2024	Oct 3, 2024
NARAYANDAS, DAS, (NMN)	DIRECTOR OF ABC	Na	yes	11/2017	Dec 15, 2017	Oct 3, 2024
PEARSON, MARK, (NMN)	DIRECTOR OF AB	Na	yes	01/2011	Mar 29, 2012	Oct 3, 2024
SPRULES, KARL, K	CHIEF OPERATING OFFICER	Na	yes	06/2023	Jul 7, 2023	Oct 3, 2024
STONEHILL, CHARLES, GERALD THOROTON	ABC DIRECTOR	Na	yes	04/2019	Apr 1, 2019	Oct 3, 2024
WALTHALL, TODD, KENYON	DIRECTOR OF ABC	Na	yes	09/2021	Aug 7, 2024	Oct 3, 2024
MANLEY, MARK, RANDALL	GENERAL COUNSEL & CORPORATE SECRETARY	Na	no	05/1984	Mar 29, 2012	Oct 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANCEBERNSTEIN L.P.	n/a	Other adviser	$763B	Y	no	n/a
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC	n/a	Asset manager	$167B	N	yes	n/a
EQUITABLE ADVISORS, LLC	n/a	National bd RIA	$42B	N	yes	n/a
AB CARVAL INVESTORS, LP	n/a	Asset manager	$18B	Y	no	n/a
AB PRIVATE CREDIT INVESTORS LLC	n/a	Asset manager	$11B	N	yes	n/a
PLANMEMBER SECURITIES CORPORATION	n/a	Independent wealth	$10B	N	yes	n/a
AB BROADLY SYNDICATED LOAN MANAGER LLC	n/a	Asset manager	$2.6B	N	yes	n/a
AB CUSTOM ALTERNATIVE SOLUTIONS LLC	n/a	Institutional manager	$1.4B	N	yes	n/a
SANFORD C. BERNSTEIN & CO., LLC	n/a	Other adviser	$1.2B	Y	no	n/a
W.P. STEWART ASSET MANAGEMENT LTD.	n/a	Former SEC adviser	$266M	N	yes	n/a
ALLIANCEBERNSTEIN HOLDING L.P.	n/a	No RAUM reported	$0	Y	no	n/a
BERNSTEIN INSTITUTIONAL SERVICES LLC	n/a	No RAUM reported	$0	N	yes	n/a
AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD.	n/a	n/a	n/a	N	yes	n/a
AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD	n/a	n/a	n/a	N	yes	n/a
AB BERNSTEIN ISRAEL LTD.	n/a	n/a	n/a	N	yes	n/a
AB TRUST COMPANY, LLC	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L.	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN (SINGAPORE) LIMITED	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA.	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD.	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN AUSTRALIA LIMITED	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN CANADA INC.	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN HONG KONG LIMITED	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN INVESTMENTS, INC.	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN JAPAN LTD.	n/a	n/a	n/a	Y	no	n/a
ALLIANCEBERNSTEIN LIMITED	n/a	n/a	n/a	Y	no	n/a
BERNSTEIN AUTONOMOUS LLP	n/a	n/a	n/a	N	yes	n/a
CPH CAPITAL FONDSMAEGLERSELSKAB A/S	n/a	n/a	n/a	N	yes	n/a
EQUITABLE DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	no	n/a
EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA	n/a	n/a	n/a	N	yes	n/a
PLANMEMBER ASSET MANAGEMENT CORPORATION	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (CANADA) LTD.	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (HONG KONG) LIMITED	n/a	n/a	n/a	Y	no	n/a
SANFORD C. BERNSTEIN (SCHWEIZ) GMBH	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	209	yes
NEW YORK	NY	United States	91	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$0	$0	0	2	n/a	n/a
2024	Mar 28, 2025	$0	$0	0	2	n/a	n/a
2023	Mar 28, 2024	n/a	n/a	0	1	n/a	n/a
2022	Mar 31, 2023	n/a	n/a	0	1	n/a	n/a
2021	Mar 31, 2022	n/a	n/a	0	1	n/a	n/a
2020	Mar 31, 2021	n/a	n/a	0	1	n/a	n/a
2019	Mar 31, 2020	n/a	n/a	0	1	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	0	0	n/a	n/a
2017	Mar 28, 2018	n/a	n/a	0	0	n/a	n/a
2016	Mar 31, 2017	n/a	n/a	0	n/a	n/a	n/a
2015	Mar 30, 2016	n/a	n/a	0	n/a	n/a	n/a
2014	Mar 30, 2015	n/a	n/a	0	n/a	n/a	n/a
2013	Mar 31, 2014	n/a	n/a	0	n/a	n/a	n/a
2012	Mar 27, 2013	n/a	n/a	5	n/a	n/a	n/a
2011	Mar 29, 2012	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	0	0	2	2

Relationships

Affiliated with (29)

← EQUITABLE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← AB PRIVATE CREDIT INVESTORS LLCRegistered adviserother investment adviser, control
factForm ADV
← ALLIANCEBERNSTEIN L.P.Registered adviserother investment adviser, control
factForm ADV
← BERNSTEIN INSTITUTIONAL SERVICES LLCRegistered adviserother investment adviser, control
factForm ADV
→ SANFORD C. BERNSTEIN & CO., LLCRegistered adviserother investment adviser, broker-dealer, control
factForm ADV
→ ALLIANCEBERNSTEIN HOLDING L.P.Registered adviserother investment adviser, control
factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserother investment adviser, bank, control
factForm ADV
→ AB CUSTOM ALTERNATIVE SOLUTIONS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ W.P. STEWART ASSET MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
→ AB CARVAL INVESTORS, LPRegistered adviserother investment adviser, control
factForm ADV
→ EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ AB PRIVATE CREDIT INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AB BROADLY SYNDICATED LOAN MANAGER LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BERNSTEIN INSTITUTIONAL SERVICES LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← SANFORD C. BERNSTEIN & CO., LLCRegistered adviserother investment adviser, control
factForm ADV
← ALLIANCEBERNSTEIN HOLDING L.P.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← AB CUSTOM ALTERNATIVE SOLUTIONS LLCRegistered adviserother investment adviser, control
factForm ADV
← AB CARVAL INVESTORS, LPRegistered adviserother investment adviser, control, common control
factForm ADV
← CARVAL CLO MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← AB BROADLY SYNDICATED LOAN MANAGER LLCRegistered adviserother investment adviser, control
factForm ADV
← EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← EQUITABLE INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← W.P. STEWART ASSET MANAGEMENT LTD.Registered adviserother investment adviser, control
factForm ADV
← PENN INVESTMENT ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
← W.P. STEWART & CO., LLCRegistered adviserother investment adviser, control
factForm ADV
← ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATIONRegistered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
← ALLIANCE CORPORATE FINANCE GROUP INCRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (1)

← MANLEY, MARK, RANDALLOwnerGENERAL COUNSEL & CORPORATE SECRETARY, ownership code NA, individual
Mar 29, 2012 to Oct 3, 2024factForm ADV

Controls (15)

← STONEHILL, CHARLES, GERALD THOROTONOwnerABC DIRECTOR, ownership code NA, individual
Apr 1, 2019 to Oct 3, 2024factForm ADV
← BERNSTEIN, SETH, PERRYOwnerCEO OF ABC, ownership code NA, individual
May 2, 2017 to Oct 3, 2024factForm ADV
← SPRULES, KARL, KOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jul 7, 2023 to Oct 3, 2024factForm ADV
← MARKS, JACQUELINE, MARIEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2024 to Oct 3, 2024factForm ADV
← HURD, JEFFREY, (NMN)OwnerABC DIRECTOR, ownership code NA, individual
Apr 1, 2019 to Oct 3, 2024factForm ADV
← LANE, NICHOLAS, BURRITTOwnerABC DIRECTOR, ownership code NA, individual
Apr 1, 2019 to Oct 3, 2024factForm ADV
← DIGANGI, KYLE, CHRISTOPHEROwnerGLOBAL CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Oct 3, 2024factForm ADV
← PEARSON, MARK, (NMN)OwnerDIRECTOR OF AB, ownership code NA, individual
Mar 29, 2012 to Oct 3, 2024factForm ADV
← KAYE, DANIEL, GEORGEOwnerDIRECTOR OF ABC, ownership code NA, individual
May 2, 2017 to Oct 3, 2024factForm ADV
← NARAYANDAS, DAS, (NMN)OwnerDIRECTOR OF ABC, ownership code NA, individual
Dec 15, 2017 to Oct 3, 2024factForm ADV
← LAMM-TENNANT, JOAN, (NMN)OwnerCHAIRMAN AND DIRECTOR OF ABC, ownership code NA, individual
Nov 5, 2021 to Oct 3, 2024factForm ADV
← HOLLEY, BRUCE, MOwnerDIRECTOR OF ABC, ownership code NA, individual
Jul 16, 2024 to Oct 3, 2024factForm ADV
← ALPHA UNITS HOLDINGS, INC.Owner100% SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2021 to Oct 3, 2024factForm ADV
← EQUITABLE HOLDINGS, INC.Owner100% SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2020 to Oct 3, 2024factForm ADV
← WALTHALL, TODD, KENYONOwnerDIRECTOR OF ABC, ownership code NA, individual
Aug 7, 2024 to Oct 3, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 7, 2024
Control person left
Todd Walthall (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2024-07-16, absent 2024-08-07)
Form ADVobserved 4 days ago
Occurred
Aug 7, 2024
Control person joined
Kenyon Todd Walthall (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Jul 16, 2024
Control person joined
M Bruce Holley (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person joined
Jacqueline Marks (Chief Financial Officer) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person left
Robert William Siemers (Interim Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-08-23, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Aug 23, 2023
Control person left
Michael David Lesser (Corporate Secretary) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-07-07, absent 2023-08-23)
Form ADVobserved 4 days ago
Occurred
Aug 23, 2023
Control person left
Ann Kristi Matus (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-07-07, absent 2023-08-23)
Form ADVobserved 4 days ago
Occurred
Jul 7, 2023
Control person joined
Robert William Siemers (Interim Chief Financial Officer) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Jul 7, 2023
Control person joined
K Karl Sprules (Chief Operating Officer) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Jul 7, 2023
Control person left
Cooney Catherine Burke (Chief Operating Officer/Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-03-31, absent 2023-07-07)
Form ADVobserved 4 days ago
Occurred
Sep 12, 2022
Control person left
Robert William Siemers (Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2022-03-31, absent 2022-09-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Robert William Siemers (Chief Financial Officer) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Christopher Kyle Digangi (Chief Compliance Officer) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person left
Edward Laurence Cranch (Chief Legal Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-11-05, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person left
Ali Dibadj (Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-11-05, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person left
Lee Bertram Scott (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-11-05, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Nov 5, 2021
Control person left
Eugene Ramon Deoliveira (Chairman And Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-10-07, absent 2021-11-05)
Form ADVobserved 4 days ago
Occurred
Nov 5, 2021
Control person joined
Joan Lamm-Tennant (Chairman And Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Oct 7, 2021
Control person joined
Todd Walthall (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Oct 7, 2021
Control person left
Louis Paul Audet (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-07-20, absent 2021-10-07)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Andrew James Gingrich (Chief Operating Officer Of Ab) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-02-02, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Charles John Weisenseel (Svp/Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-02-02, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2021
Control person joined
Lee Bertram Scott (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Apr 7, 2020
Control person joined
Ali Dibadj (Head Of Finance And Strategy) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Jul 1, 2019
Control person left
Anne Barbara Fallon-Walsh (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-06-07, absent 2019-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2019
Control person left
B Shelley Leibowitz (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-06-07, absent 2019-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2019
Control person joined
Ann Kristi Matus (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Jun 7, 2019
Control person joined
Cooney Catherine Burke (Chief Administrative Officer) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Apr 1, 2019
Control person left
Pierre Marie Denis Duverne (Director) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-03-29, absent 2019-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2019
Control person left
Bruce Robert Zoellick (Chairman And Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-03-29, absent 2019-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2019
Control person left
Bjorn Anders Malmstrom (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-03-29, absent 2019-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2019
Control person joined
Nick Lane (Abc Director) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Apr 1, 2019
Control person joined
(Nmn) Jeffrey Hurd (Abc Director) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Apr 1, 2019
Control person joined
Gerald Thoroton Charles Stonehill (Abc Director) appeared on Schedule A of Alliancebernstein Corporation
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Pieter Robert Van Brugge (Ceo Of Sanford C. Bernstein & Co., Llc) no longer on Schedule A of Alliancebernstein Corporation (listed 2018-03-28, absent 2019-03-29)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 28, 2018
Alliancebernstein Corporation reported 0 offices beyond its principal office, down from 23 (2018-01-08 to 2018-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f347e41-d128-83f4-ac89-4a1eafbdba00
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLIANCEBERNSTEIN CORPORATION

CRD 107445

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f347e41-d128-83f4-ac89-4a1eafbdba00

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPHA UNITS HOLDINGS, INC.

100% SHAREHOLDER

yes

12/2018

Mar 31, 2021

Oct 3, 2024

BERNSTEIN, SETH, PERRY

CEO OF ABC

yes

05/2017

May 2, 2017

Oct 3, 2024

DIGANGI, KYLE, CHRISTOPHER

GLOBAL CHIEF COMPLIANCE OFFICER

yes

03/2020

Mar 31, 2022

Oct 3, 2024

EQUITABLE HOLDINGS, INC.

100% SHAREHOLDER

yes

05/2018

Mar 31, 2020

Oct 3, 2024

HOLLEY, BRUCE, M

DIRECTOR OF ABC

yes

05/2024

Jul 16, 2024

Oct 3, 2024

HURD, JEFFREY, (NMN)

ABC DIRECTOR

yes

04/2019

Apr 1, 2019

Oct 3, 2024

KAYE, DANIEL, GEORGE

DIRECTOR OF ABC

yes

05/2017

May 2, 2017

Oct 3, 2024

LAMM-TENNANT, JOAN, (NMN)

CHAIRMAN AND DIRECTOR OF ABC

yes

10/2021

Nov 5, 2021

Oct 3, 2024

LANE, NICHOLAS, BURRITT

ABC DIRECTOR

yes

04/2019

Apr 1, 2019

Oct 3, 2024

MARKS, JACQUELINE, MARIE

CHIEF FINANCIAL OFFICER

yes

03/2024

Mar 28, 2024

Oct 3, 2024

NARAYANDAS, DAS, (NMN)

DIRECTOR OF ABC

yes

11/2017

Dec 15, 2017

Oct 3, 2024

PEARSON, MARK, (NMN)

DIRECTOR OF AB

yes

01/2011

Mar 29, 2012

Oct 3, 2024

SPRULES, KARL, K

CHIEF OPERATING OFFICER

yes

06/2023

Jul 7, 2023

Oct 3, 2024

STONEHILL, CHARLES, GERALD THOROTON

ABC DIRECTOR

yes

04/2019

Apr 1, 2019

Oct 3, 2024

WALTHALL, TODD, KENYON

DIRECTOR OF ABC

yes

09/2021

Aug 7, 2024

Oct 3, 2024

MANLEY, MARK, RANDALL

GENERAL COUNSEL & CORPORATE SECRETARY

05/1984

Mar 29, 2012

Oct 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANCEBERNSTEIN L.P.

n/a

Other adviser

$763B

n/a

EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC

n/a

Asset manager

$167B

yes

n/a

EQUITABLE ADVISORS, LLC

n/a

National bd RIA

$42B

yes

n/a

AB CARVAL INVESTORS, LP

n/a

Asset manager

$18B

n/a

AB PRIVATE CREDIT INVESTORS LLC

n/a

Asset manager

$11B

yes

n/a

PLANMEMBER SECURITIES CORPORATION

n/a

Independent wealth

$10B

yes

n/a

AB BROADLY SYNDICATED LOAN MANAGER LLC

n/a

Asset manager

$2.6B

yes

n/a

AB CUSTOM ALTERNATIVE SOLUTIONS LLC

n/a

Institutional manager

$1.4B

yes

n/a

SANFORD C. BERNSTEIN & CO., LLC

n/a

Other adviser

$1.2B

n/a

W.P. STEWART ASSET MANAGEMENT LTD.

n/a

Former SEC adviser

$266M

yes

n/a

ALLIANCEBERNSTEIN HOLDING L.P.

n/a

No RAUM reported

n/a

BERNSTEIN INSTITUTIONAL SERVICES LLC

n/a

No RAUM reported

yes

n/a

AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD.

n/a

yes

n/a

AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD

n/a

yes

n/a

AB BERNSTEIN ISRAEL LTD.

n/a

yes

n/a

AB TRUST COMPANY, LLC

n/a

ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L.

n/a

ALLIANCEBERNSTEIN (SINGAPORE) LIMITED

n/a

ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA.

n/a

ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD.

n/a

ALLIANCEBERNSTEIN AUSTRALIA LIMITED

n/a

ALLIANCEBERNSTEIN CANADA INC.

n/a

ALLIANCEBERNSTEIN HONG KONG LIMITED

n/a

ALLIANCEBERNSTEIN INVESTMENTS, INC.

n/a

ALLIANCEBERNSTEIN JAPAN LTD.

n/a

ALLIANCEBERNSTEIN LIMITED

n/a

BERNSTEIN AUTONOMOUS LLP

n/a

yes

n/a

CPH CAPITAL FONDSMAEGLERSELSKAB A/S

n/a

yes

n/a

EQUITABLE DISTRIBUTORS, LLC

n/a

yes

n/a

EQUITABLE FINANCIAL LIFE INSURANCE COMPANY

n/a

EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA

n/a

yes

n/a

PLANMEMBER ASSET MANAGEMENT CORPORATION

n/a

yes

n/a

SANFORD C. BERNSTEIN (CANADA) LTD.

n/a

yes

n/a

SANFORD C. BERNSTEIN (HONG KONG) LIMITED

n/a

SANFORD C. BERNSTEIN (SCHWEIZ) GMBH

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

209

yes

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

n/a

2024

Mar 28, 2025

n/a

2023

Mar 28, 2024

n/a

2022

Mar 31, 2023

n/a

2021

Mar 31, 2022

n/a

2020

Mar 31, 2021

n/a

2019

Mar 31, 2020

n/a

2018

Mar 29, 2019

n/a

2017

Mar 28, 2018

n/a

2016

Mar 31, 2017

n/a

2015

Mar 30, 2016

n/a

2014

Mar 30, 2015

n/a

2013

Mar 31, 2014

n/a

2012

Mar 27, 2013

n/a

2011

Mar 29, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a