DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MONEYGROW.COM ®
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONEYGROW.COM ® | State registered | Feb 27, 2013 | n/a | yes | DENVER, CO|DENVER, CO | Current employment |
| MONEYGROW.COM ® | State registered | Nov 28, 2012 | Dec 31, 2012 | no | DENVER, CO | Previous registration |
| HARBOR FINANCIAL SERVICES, LLC | Former SEC adviser | Dec 21, 2007 | Jul 19, 2016 | no | DALLAS, TX|MOBILE, AL|ATLANTA, GA|ATLANTA, GA|Denver, CO | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Apr 11, 2003 | Dec 20, 2007 | no | ATLANTA, GA|MARIETTA, GA|ATLANTA, GA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Sep 21, 1998 | Sep 11, 2002 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARBOR FINANCIAL SERVICES, LLC | MONEYGROW.COM ® | Jul 19, 2016 | Nov 28, 2012 | -1,329 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | HARBOR FINANCIAL SERVICES, LLC | Dec 20, 2007 | Dec 21, 2007 | 1 | Firm change | Other |
| FSC SECURITIES CORPORATION | RAYMOND JAMES FINANCIAL SERVICES, INC. | Sep 11, 2002 | Apr 11, 2003 | 212 | Firm change | Other |