RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• G••••• R••••
- M••••••••• • state registered currentsince Feb 27, 2013 · Denver, Co
- M••••••••• • state registeredNov 28, 2012 to Dec 31, 2012 · Denver, Co
- H••••• F•••••••• S•••••••• L•• formerDec 21, 2007 to Jul 19, 2016 · Dallas, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 11, 2003 to Dec 20, 2007 · Atlanta, Ga
- F•• S••••••••• C••••••••• formerSep 21, 1998 to Sep 11, 2002 · Atlanta, Ga
- H••••• F•••••••• S•••••••• L•• to M••••••••• •left Jul 19, 2016, registered Nov 28, 2012 (-1329 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to H••••• F•••••••• S•••••••• L••left Dec 20, 2007, registered Dec 21, 2007 (1 days) · Other
- F•• S••••••••• C••••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Sep 11, 2002, registered Apr 11, 2003 (212 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address