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Advisor at PEAK AMERICAN INVESTMENT ADVISORS, INC.
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEAK AMERICAN INVESTMENT ADVISORS, INC. | Independent wealth | Sep 13, 2018 | n/a | yes | PLANO, TX | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Nov 21, 2017 | Mar 12, 2018 | no | PLANO, TX | Previous registration |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Sep 28, 2016 | Sep 27, 2017 | no | Frisco, TX|TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | PEAK AMERICAN INVESTMENT ADVISORS, INC. | Mar 12, 2018 | Sep 13, 2018 | 185 | Firm change | RIA to RIA |
| SECURE INVESTMENT MANAGEMENT, LLC | AE WEALTH MANAGEMENT, LLC | Sep 27, 2017 | Nov 21, 2017 | 55 | Firm change | Other |