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Advisor at WESTFULLER ADVISORS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTFULLER ADVISORS, LLC | Institutional manager | Jul 22, 2020 | n/a | yes | NEW YORK, NY | Current employment |
| WESTFULLER ADVISORS, LLC | Institutional manager | Dec 14, 2010 | Jan 31, 2014 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 1, 2004 | Oct 6, 2009 | no | NEWARK, NJ|SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WESTFULLER ADVISORS, LLC | Oct 6, 2009 | Dec 14, 2010 | 434 | Firm change after gap | Other |