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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

WESTFULLER ADVISORS, LLC

CRD 155054

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1da0247c-105c-6855-9dc0-075c4c23d3b0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 8
On other graphs: 0
Observed: Sep 15, 2017 to Mar 31, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.07 fund_share=0.04 institutional_share=0.89 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $3.4BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $240MderivedItem 5.D individuals plus high net worth individuals
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $421Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 14
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 88
High net worth clients: 49
SEC number: 801-111864
CRD: 155054
Filings on the tape: 15
First filed: Sep 15, 2017
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: westfulleradvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
IAN SCOT FULLER	n/a	NEW YORK, NY	7	20	2	no
LOLA C. WEST	n/a	NEW YORK, NY	6	25	2	no
TODD D VAN GROUW	n/a	NEW YORK, NY	5	16	2	no
ELLEN CHIU	n/a	NEW YORK, NY	4	13	1	no
Kara Kelly	n/a	San Francisco, CA	4	12	n/a	no
RYAN ARNEZ MONROE	n/a	NEW YORK, NY	3	20	11	no
Kreg Kerr	n/a	NEW YORK, NY	2	11	n/a	no
Rahima Jamal	n/a	NEW YORK, NY \| Miami, FL	1	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMBRIA HOLDINGS, LLC	Member	C	yes	11/2010	Sep 15, 2017	Mar 26, 2024
Dziura, Michael, W	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Mar 26, 2024	Mar 26, 2024
FULLER, IAN, SCOT	MEMBER, CEO	C	yes	11/2010	Sep 15, 2017	Mar 26, 2024
HERSCH, DARYL, SCOTT	Shareholder	E	yes	12/2006	Sep 15, 2017	Mar 26, 2024
WEST, LOLA, C.	MEMBER, CHAIRWOMAN	C	yes	11/2010	Sep 15, 2017	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CELADON FINANCIAL GROUP LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$3.4B	$2.7B	23	14	1	n/a	n/a
2024	Mar 31, 2025	$2.1B	$1.5B	16	12	1	n/a	n/a
2023	Mar 26, 2024	$1.4B	$997M	15	12	1	n/a	n/a
2022	Mar 31, 2023	$1.3B	$835M	13	9	1	n/a	n/a
2021	Mar 31, 2022	$807M	$699M	9	6	0	n/a	n/a
2020	Mar 31, 2021	$178M	$120M	6	4	0	n/a	n/a
2019	Mar 31, 2020	$89.9M	$53.6M	7	5	0	n/a	n/a
2018	Apr 3, 2019	$98.2M	$52.4M	6	4	0	n/a	n/a
2017	Apr 2, 2018	$73.7M	$42.0M	5	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.4B	$2.1B	57.8%	$1.3B	38.3%	23	16	1	1

Relationships

Registered with (9)

← Rahima JamalAdvisorregistration: current employment
Jul 15, 2025 to presentfactForm ADV
← Kreg KerrAdvisorregistration: current employment
Apr 30, 2024 to presentfactForm ADV
← RYAN ARNEZ MONROEAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← Kara KellyAdvisorregistration: current employment
Feb 25, 2022 to presentfactForm ADV
← ELLEN CHIUAdvisorregistration: current employment
Nov 8, 2021 to presentfactForm ADV
← TODD D VAN GROUWAdvisorregistration: current employment
Aug 19, 2021 to presentfactForm ADV
← LOLA C. WESTAdvisorregistration: previous registration
Dec 14, 2010 to Jan 31, 2014factForm ADV
← IAN SCOT FULLERAdvisorregistration: previous registration
Dec 14, 2010 to Jan 31, 2014factForm ADV
← Warren James SteanAdvisorregistration: previous registration
May 22, 2019 to Mar 9, 2023factForm ADV

Controls (5)

← HERSCH, DARYL, SCOTTOwnerSHAREHOLDER, ownership code E, individual
Sep 15, 2017 to Mar 26, 2024factForm ADV
← WEST, LOLA, C.OwnerMEMBER, CHAIRWOMAN, ownership code C, individual
Sep 15, 2017 to Mar 26, 2024factForm ADV
← FULLER, IAN, SCOTOwnerMEMBER, CEO, ownership code C, individual
Sep 15, 2017 to Mar 26, 2024factForm ADV
← Dziura, Michael, WOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2024 to Mar 26, 2024factForm ADV
← CAMBRIA HOLDINGS, LLCOwnerMEMBER, ownership code C, domestic entity
Sep 15, 2017 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Westfuller Advisors, Llc reported RAUM $3.4B, up 58% from $2.1B (2025-03-31 to 2026-03-31)
Form ADVobserved 6 days ago
$1.2B
Occurred
Mar 31, 2025
Regulatory AUM changed
Westfuller Advisors, Llc reported RAUM $2.1B, up 49% from $1.4B (2024-03-26 to 2025-03-31)
Form ADVobserved 6 days ago
$704M
Occurred
Mar 26, 2024
Control person joined
W Michael Dziura (Chief Compliance Officer) appeared on Schedule A of Westfuller Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Westfuller Advisors, Llc reported RAUM $1.3B, up 58% from $806.9M (2022-08-12 to 2023-03-31)
Form ADVobserved 6 days ago
$467M
Occurred
Mar 9, 2023
Advisor changed firm
Warren James Stean left Westfuller Advisors, Llc for Liberty Wealth Managers (registered 2023-03-15)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Westfuller Advisors, Llc reported RAUM $806.9M, up 89% from $426.3M (2021-09-10 to 2022-03-31)
Form ADVobserved 6 days ago
$381M
Occurred
Sep 10, 2021
Regulatory AUM changed
Westfuller Advisors, Llc reported RAUM $426.3M, up 140% from $177.9M (2021-03-31 to 2021-09-10)
Form ADVobserved 6 days ago
$248M
Occurred
Sep 15, 2017
First Form ADV filing
Westfuller Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1da0247c-105c-6855-9dc0-075c4c23d3b0
First observed: Sep 15, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTFULLER ADVISORS, LLC

CRD 155054

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1da0247c-105c-6855-9dc0-075c4c23d3b0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

IAN SCOT FULLER

n/a

NEW YORK, NY

LOLA C. WEST

n/a

NEW YORK, NY

TODD D VAN GROUW

n/a

NEW YORK, NY

ELLEN CHIU

n/a

NEW YORK, NY

Kara Kelly

n/a

San Francisco, CA

n/a

RYAN ARNEZ MONROE

n/a

NEW YORK, NY

Kreg Kerr

n/a

NEW YORK, NY

n/a

Rahima Jamal

n/a

NEW YORK, NY | Miami, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMBRIA HOLDINGS, LLC

Member

yes

11/2010

Sep 15, 2017

Mar 26, 2024

Dziura, Michael, W

CHIEF COMPLIANCE OFFICER

yes

01/2024

Mar 26, 2024

FULLER, IAN, SCOT

MEMBER, CEO

yes

11/2010

Sep 15, 2017

Mar 26, 2024

HERSCH, DARYL, SCOTT

Shareholder

yes

12/2006

Sep 15, 2017

Mar 26, 2024

WEST, LOLA, C.

MEMBER, CHAIRWOMAN

yes

11/2010

Sep 15, 2017

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CELADON FINANCIAL GROUP LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$3.4B

$2.7B

n/a

2024

Mar 31, 2025

$2.1B

$1.5B

n/a

2023

Mar 26, 2024

$1.4B

$997M

n/a

2022

Mar 31, 2023

$1.3B

$835M

n/a

2021

Mar 31, 2022

$807M

$699M

n/a

2020

Mar 31, 2021

$178M

$120M

n/a

2019

Mar 31, 2020

$89.9M

$53.6M

n/a

2018

Apr 3, 2019

$98.2M

$52.4M

n/a

2017

Apr 2, 2018

$73.7M

$42.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.4B

$2.1B

57.8%

$1.3B

38.3%