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H••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

H••• L•••

Advisor at J••• M••••• S••••••••• L••

San Francisco, CA

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Search this name across graphsid dfx:ria:65d5242d-4bdc-fe7c-a97b-c800a140871c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 23, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 1, 2025	n/a	yes	San Francisco, CA	Current employment
R•••••••• S•••••••	Independent wealth	Jun 20, 2018	Aug 12, 2025	no	San Francisco, CA\|SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• S•••••••	J••• M••••• S••••••••• L••	Aug 12, 2025	Aug 1, 2025	-11	Firm change	RIA to wirehouse
R•••••••• S••••••• A•••••••	R•••••••• S•••••••	Jan 12, 2018	Jun 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
166736:289977:CA:2018-01-12	Jan 12, 2018	Jun 20, 2018	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ R•••••••• S•••••••Registered adviserregistration: previous registration
Jun 20, 2018 to Aug 12, 2025factForm ADV
→ R•••••••• S••••••• A•••••••Registered adviserregistration: previous registration
Jul 21, 2016 to Jan 12, 2018factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
H••• L••• left R•••••••• S••••••• for J••• M••••• S••••••••• L•• (registered 2025-08-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65d5242d-4bdc-fe7c-a97b-c800a140871c
First observed: Sep 28, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.