RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••• L•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 1, 2025 · San Francisco, Ca
- R•••••••• S••••••• independent RIAJun 20, 2018 to Aug 12, 2025 · San Francisco, Ca
- R•••••••• S••••••• A••••••• formerJul 21, 2016 to Jan 12, 2018 · San Francisco, Ca
- H••• S••••••••• •••• I••• BD affiliatedSep 28, 2015 to Jul 26, 2016 · San Francisco, Ca
- R•••••••• S••••••• to J••• M••••• S••••••••• L••left Aug 12, 2025, registered Aug 1, 2025 (-11 days) · RIA to wirehouse
- R•••••••• S••••••• A••••••• to R•••••••• S•••••••left Jan 12, 2018, registered Jun 20, 2018 (159 days) · channel change inside one enterprise, not a move · moved with a team
- H••• S••••••••• •••• I••• to R•••••••• S••••••• A•••••••left Jul 26, 2016, registered Jul 21, 2016 (-5 days) · Other
- H••• L••• left R•••••••• S••••••• for J••• M••••• S••••••••• L•• (registered 2025-08-01)Aug 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address