DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Carson Booras

Advisor at CHARLES SCHWAB & CO., INC.

Chicago, IL | Yorkville, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65ddf6fb-a342-8d39-9477-50ccc04ea5f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 21, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 2, 1997
First registration: Aug 21, 2000
Dual registered: yes, broker-dealer
Other names: CARSON F BOORAS|Carson Booras|Carson F. Booras
IAPD individual key: 2941264

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 24, 2023	n/a	yes	Chicago, IL\|Yorkville, IL	Current employment
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Jun 21, 2022	Mar 31, 2023	no	Yorkville, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 9, 2021	May 27, 2022	no	Yorkville, IL\|FORT MILL, SC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 27, 2008	Jan 6, 2021	no	CHICAGO, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 21, 2000	Sep 8, 2008	no	Schaumburg, IL\|ST. CHARLES, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLWORTH FINANCIAL, L.P.	CHARLES SCHWAB & CO., INC.	Mar 31, 2023	Apr 24, 2023	24	Firm change	Ibd to ibd
LPL FINANCIAL LLC	ALLWORTH FINANCIAL, L.P.	May 27, 2022	Jun 21, 2022	25	Firm change	RIA to ibd
TD AMERITRADE, INC.	LPL FINANCIAL LLC	Jan 6, 2021	Feb 9, 2021	34	Firm change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Sep 8, 2008	Oct 27, 2008	49	Firm change	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:6413:IL:2021-01-06	Jan 6, 2021	Feb 9, 2021	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 21, 2000 to Sep 8, 2008factForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Jun 21, 2022 to Mar 31, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 9, 2021 to May 27, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 27, 2008 to Jan 6, 2021factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
Carson Booras left Allworth Financial, L.P. for Charles Schwab & Co., Inc. (registered 2023-04-24)
Form ADVobserved 5 days ago
Occurred
May 27, 2022
Advisor changed firm
Carson Booras left Lpl Financial Llc for Allworth Financial, L.P. (registered 2022-06-21)
Form ADVobserved 5 days ago