DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• B•••••

C•••••• S••••• • C••• I•••national BDChicago, Il dual registrantIAPD 2941264

Feed of 09/15/2026

Also filed as Carson F Booras

At current firm

3 y

since Apr 24, 2023

In the industry

28 y

since Oct 2, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Apr 24, 2023 · Chicago, Il
A••••••• F••••••••• L••• BD affiliated
Jun 21, 2022 to Mar 31, 2023 · Yorkville, Il
L•• F•••••••• L•• BD affiliated
Feb 9, 2021 to May 27, 2022 · Yorkville, Il
T• A••••••••• I••• former
Oct 27, 2008 to Jan 6, 2021 · Chicago, Il
C•••••• S••••• • C••• I••• national BD
Aug 21, 2000 to Sep 8, 2008 · Schaumburg, Il

Moves

a registration end followed by a registration begin elsewhere

A••••••• F••••••••• L••• to C•••••• S••••• • C••• I•••
left Mar 31, 2023, registered Apr 24, 2023 (24 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to A••••••• F••••••••• L•••
left May 27, 2022, registered Jun 21, 2022 (25 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to L•• F•••••••• L••
left Jan 6, 2021, registered Feb 9, 2021 (34 days) · Other · moved with a team
C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left Sep 8, 2008, registered Oct 27, 2008 (49 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

C••••• B••••• left A••••••• F••••••••• L••• for C•••••• S••••• • C••• I••• (registered 2023-04-24)
Mar 31, 2023 · Advisor changed firm · fact
C••••• B••••• left L•• F•••••••• L•• for A••••••• F••••••••• L••• (registered 2022-06-21)
May 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address