DFX Intelligence

A•••••• J• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

A•••••• J• A••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:65e51caf-6c2b-de33-54bc-f76947e97a7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Feb 12, 2015	n/a	yes	SAN DIEGO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 19, 2012	Sep 4, 2013	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••• F•••••••• A•••••••• L••	Sep 4, 2013	Feb 12, 2015	526	Firm change after gap	Other
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	Jan 2, 2013	Dec 19, 2012

Relationships

Registered with (6)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 12, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 19, 2012 to Sep 4, 2013factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Dec 2, 2010 to Jan 2, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65e51caf-6c2b-de33-54bc-f76947e97a7e
First observed: Sep 26, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.