T•••• G• M•••••

Advisor at S••••••• P•••••• W••••• G•••• L••

GOLDEN, CO | CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6624bc96-ccd9-830a-ed65-93c90405a74c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P•••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P•••••• W••••• G•••• L••	Independent wealth	Nov 7, 2022	n/a	yes	CHESTERFIELD, MO\|GOLDEN, CO	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Jan 3, 2019	Dec 31, 2022	no	CHESTERFIELD, MO\|CHESTERFIELD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	S••••••• P•••••• W••••• G•••• L••	Dec 31, 2022	Nov 7, 2022	-54	Firm change after gap	Ibd to new firm
A••••••••• F•••••••• S•••••••• L••	A•••• P•••• A•••••••	Jan 9, 2019	Jan 3, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
165127:323180:MO:2022-12-31	Dec 31, 2022	Nov 7, 2022	CHESTERFIELD, MO	Firm change after gap
6363:165127:MO:2019-01-03	Jan 9, 2019	Jan 3, 2019	ST PETERS, MO	Firm change

Relationships

Registered with (3)

→ S••••••• P•••••• W••••• G•••• L••Registered adviserregistration: current employment
Nov 7, 2022 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2019 to Dec 31, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 13, 2012 to Jan 9, 2019factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6624bc96-ccd9-830a-ed65-93c90405a74c
First observed: Apr 13, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.