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Advisor at CITIZENS SECURITIES, INC.
ALBANY, NY | PROVIDENCE, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Aug 4, 2020 | n/a | yes | ALBANY, NY|PROVIDENCE, RI | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 12, 2019 | Aug 5, 2020 | no | Providence, RI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 12, 2018 | Aug 6, 2019 | no | RIVERSIDE, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | CITIZENS SECURITIES, INC. | Aug 5, 2020 | Aug 4, 2020 | -1 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Aug 6, 2019 | Sep 12, 2019 | 37 | Firm change | Wirehouse to wirehouse |