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Advisor at ARKADIOS WEALTH ADVISORS
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Jan 10, 2022 | n/a | yes | SAN ANTONIO, TX | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 17, 2020 | Feb 1, 2022 | no | SAN ANTONIO, TX | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Aug 1, 2006 | Jul 17, 2020 | no | NEW YORK, NY|SAN ANTONIO, TX|SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Feb 12, 2004 | Aug 2, 2006 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 8, 2002 | Feb 27, 2004 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | ARKADIOS WEALTH ADVISORS | Feb 1, 2022 | Jan 10, 2022 | -22 | Firm change | Ibd to ibd |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 17, 2020 | Jul 17, 2020 | 0 | Bulk transfer | Ibd to ibd |
| OSAIC FA, INC. | INVESTACORP ADVISORY SERVICES INC | Aug 2, 2006 | Aug 1, 2006 | -1 | Firm change | Other |
| MORGAN STANLEY DW INC. | OSAIC FA, INC. | Feb 27, 2004 | Feb 12, 2004 | -15 | Firm change | Other |