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Registered advisor
S•••• J•••• L••••••
Feed of 09/14/2026
At current firm
4 y
since Jan 10, 2022
In the industry
24 y
since Sep 18, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• W••••• A••••••• BD affiliated currentsince Jan 10, 2022 · San Antonio, Tx
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Feb 1, 2022 · San Antonio, Tx
- I••••••••• A••••••• S••••••• I•• formerAug 1, 2006 to Jul 17, 2020 · New York, Ny
- O•••• F•• I••• formerFeb 12, 2004 to Aug 2, 2006 · San Antonio, Tx
- M••••• S•••••• D• I••• unclassifiedOct 8, 2002 to Feb 27, 2004 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to A••••••• W••••• A•••••••left Feb 1, 2022, registered Jan 10, 2022 (-22 days) · Affiliated broker-dealer or bank to another
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to I••••••••• A••••••• S••••••• I••left Aug 2, 2006, registered Aug 1, 2006 (-1 days) · Other
- M••••• S•••••• D• I••• to O•••• F•• I•••left Feb 27, 2004, registered Feb 12, 2004 (-15 days) · Other
Signals
- S•••• J•••• L•••••• left S••••••••• A•••••• A•••••••• I••• for A••••••• W••••• A••••••• (registered 2022-01-10)Feb 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address