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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

STEPHEN MICHAEL MOSS

Advisor at PEGASUS FINANCIAL GROUP LLC

CHANTILLY, VA

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Search this name across graphsid dfx:ria:665a143a-f384-4a27-89ed-0b43e61baa01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEGASUS FINANCIAL GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 9, 2002
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1343419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEGASUS FINANCIAL GROUP LLC	Independent wealth	Oct 19, 2007	n/a	yes	CHANTILLY, VA	Current employment
TRIAD ADVISORS, LLC	Former SEC adviser	Sep 13, 2007	Oct 15, 2007	no	FAIRFAX, VA\|CHANTILLY, VA\|FAIRFAX, VA	Previous registration
CAPITAL PLANNING & INVESTMENTS	n/a	Apr 20, 2005	Oct 18, 2007	no	FAIRFAX, VA	Previous registration
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Nov 19, 2003	Mar 10, 2005	no	FAIRFAX, VA	Previous registration
IFG ADVISORY SERVICES INC	n/a	May 2, 2003	Nov 26, 2003	no	FAIRFAX, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 2, 2003	Apr 17, 2003	no	CENTREVILLE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL PLANNING & INVESTMENTS	TRIAD ADVISORS, LLC	Oct 18, 2007	Sep 13, 2007	-35	Firm change after gap	Other
TRIAD ADVISORS, LLC	PEGASUS FINANCIAL GROUP LLC	Oct 15, 2007	Oct 19, 2007	4	Firm change	Other
THE STRATEGIC FINANCIAL ALLIANCE	CAPITAL PLANNING & INVESTMENTS	Mar 10, 2005	Apr 20, 2005	41	Firm change	Other
IFG ADVISORY SERVICES INC	THE STRATEGIC FINANCIAL ALLIANCE	Nov 26, 2003	Nov 19, 2003	-7	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	IFG ADVISORY SERVICES INC	Apr 17, 2003	May 2, 2003	15	Firm change	Other

Relationships

Registered with (6)

→ PEGASUS FINANCIAL GROUP LLCRegistered adviserregistration: current employment
Oct 19, 2007 to presentfactForm ADV
→ CAPITAL PLANNING & INVESTMENTSRegistered adviserregistration: previous registration
Apr 20, 2005 to Oct 18, 2007factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 13, 2007 to Oct 15, 2007factForm ADV
→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: previous registration
Nov 19, 2003 to Mar 10, 2005factForm ADV
→ IFG ADVISORY SERVICES INCRegistered adviserregistration: previous registration
May 2, 2003 to Nov 26, 2003factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 2, 2003 to Apr 17, 2003factForm ADV

Dated events

No dated event names this entity yet.