DFX Intelligence

W•••••• J••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

W•••••• J••• T•••••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | Winston-Salem, NC

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Search this name across graphsid dfx:ria:665db8fc-55ba-c580-ca79-cfd7efa6c575

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jul 14, 2021	n/a	yes	WEST CHESTER, PA\|Winston-Salem, NC	Current employment
E•••••••• A•••••••	Former SEC adviser	Jan 12, 2016	Oct 29, 2021	no	Winston Salem, NC\|MASON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••	W••••••••• A••••••• P••••••• L••	Oct 29, 2021	Jul 14, 2021	-107	Firm change after gap	RIA to RIA
W•••• F•••••••• C•••••••• L••	E•••••••• A•••••••	Aug 11, 2021	Jan 12, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
142190:150144:NC:2021-08-11	Aug 11, 2021	Jan 12, 2016	WINSTONSALEM, NC	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jul 14, 2021 to presentfactForm ADV
→ E•••••••• A•••••••Registered adviserregistration: previous registration
Jan 12, 2016 to Oct 29, 2021factForm ADV
→ W•••• F•••••••• C•••••••• L••Registered adviserregistration: previous registration
Nov 4, 2015 to Aug 11, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:665db8fc-55ba-c580-ca79-cfd7efa6c575
First observed: Nov 4, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.