DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
B3 Wealth Strategies
Legal name Brueske Advisory Services, LLC
Latest filing Jun 17, 2026
First filing on the tape Jun 3, 2019 · 26 filings
SEC status approved since Jul 1, 2019
RAUM
$35.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$35.8M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$8.9M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$35.8M as of Jun 17, 2026
Mar 6, 2020$265M then
HNW client RAUM$32.7M as of Jun 17, 2026
Mar 6, 2020$131M then
State-registered IARs (5.B.3)3 as of Jun 17, 2026
Mar 6, 20203 then
Employees (5.A)6 as of Jun 17, 2026
Mar 6, 20207 then
Private funds: no history
RAUM -92% over the last fiscal year-52% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $8.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $778,341derivedHNW RAUM over HNW clients
- Average account
- $436,361derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -92%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -89%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $35.8MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$32.7M91%
- Individuals$3.1M8.6%
- Individual clients
- 20reported
- HNW clients
- 42reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 82reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Tiffany Elise Cote | Bellevue, Wa | Jul 2, 2019 | 25 y | 5 |
| Alexander Scott BrueskeCertified Financial Planner | Bellevue, Wa | Jul 2, 2019 | 14 y | 2 |
| Spencer Alan BrueskeCertified Financial Planner | Bellevue, Wa | Jul 2, 2019 | 14 y | 2 |
| Scott Alan BrueskeCertified Financial Planner | Bellevue, Wa | Jul 2, 2019 | 42 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Heather M Carlson to The Retirement Solution LLCOct 12, 2023 · RIA to RIA
Joined, latest
- Heather M Carlson from LPL Financial LLCJul 2, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Tiffany Elise Cote from Financial Advocates Advisory ServicesJul 2, 2019 · Other
- Alexander Scott Brueske from Financial Advocates Investment ManagementJul 2, 2019 · RIA to a newly registered adviser
- Spencer Alan Brueske from Financial Advocates Investment ManagementJul 2, 2019 · RIA to a newly registered adviser
- Scott Alan Brueske from Financial Advocates Investment ManagementJul 2, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Financial Advocates Investment ManagementOct 17, 2019 · Olympia, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Scott Brueske · President And Managing Membercontrolsince 02/2019 · owns 50% to 75%
- Elise Tiffany Cote · Chief Compliance Officercontrolsince 02/2019 · owns less than 5%
- Scott Alexander Brueske · Membersince 10/2020 · owns 10% to 25%
- Alan Spencer Brueske · Membersince 10/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Jun 17, 2026hourly charges (Item 5.E.2): yes on the filing of 2026-04-29, no on the filing of 2026-06-17peers: independent wealth managers, under $100M (704)
- business activity changedChange between filings · filing Jun 17, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2026-04-29, no on the filing of 2026-06-17peers: independent wealth managers, under $100M (704)
- business activity changedChange between filings · filing Jun 17, 2026pension consulting (Item 5.G.6): yes on the filing of 2026-04-29, no on the filing of 2026-06-17peers: independent wealth managers, under $100M (704)
- business activity changedChange between filings · filing Jun 17, 2026financial planning (Item 5.G.1): yes on the filing of 2026-04-29, no on the filing of 2026-06-17peers: independent wealth managers, under $100M (704)
- client count collapseChange between filings · filing Apr 29, 2026individual and HNW clients (Item 5.D) moved from 559.0 to 62.0 (-89.0%) between the annual amendments of 2025-02-04 and 2026-04-29; the peer median change was 0.0% (120 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, under $100M (120) · 0.0% percentile
- account count collapseChange between filings · filing Apr 29, 2026accounts (Item 5.F.2.f) moved from 1,631.0 to 82.0 (-95.0%) between the annual amendments of 2025-02-04 and 2026-04-29; the peer median change was +2.0% (136 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, under $100M (136) · 0.7% percentile
- RAUM down 50 %Change between filings · filing Apr 29, 2026RAUM (Item 5.F) moved from $455,716,900 to $35,781,637 (-92.0%) between the annual amendments of 2025-02-04 and 2026-04-29; the peer median change was +8.0% (219 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 1.4% percentile
What changed
consecutive filings, newest first
- Advisory activities · 6 to 3Apr 29, 2026 to Jun 17, 2026
- Financial planning clients · 1-10 to 0Apr 29, 2026 to Jun 17, 2026
- Wrap assets (sponsor) · $22.3M to $0Apr 29, 2026 to Jun 17, 2026
- Accounts · 1,631 to 82Dec 15, 2025 to Feb 24, 2026
- HNW clients · 148 to 42Dec 15, 2025 to Feb 24, 2026
- Individual clients · 411 to 20Dec 15, 2025 to Feb 24, 2026
- Assets in custody · $116M to $0Dec 15, 2025 to Feb 24, 2026
- Custody of client assets · true to falseDec 15, 2025 to Feb 24, 2026
- Discretionary RAUM · $456M to $35.8MDec 15, 2025 to Feb 24, 2026
- HNW RAUM · $341M to $32.7MDec 15, 2025 to Feb 24, 2026
- Individual RAUM · $115M to $3.1MDec 15, 2025 to Feb 24, 2026
- RAUM · $456M to $35.8MDec 15, 2025 to Feb 24, 2026
- Accounts · 1,593 to 1,631Feb 29, 2024 to Feb 4, 2025
- Charity clients · 1 to 0Feb 29, 2024 to Feb 4, 2025
- HNW clients · 130 to 148Feb 29, 2024 to Feb 4, 2025
- Individual clients · 436 to 411Feb 29, 2024 to Feb 4, 2025
- Assets in custody · $109M to $116MFeb 29, 2024 to Feb 4, 2025
- Financial planning clients · 1-10 to 1-10Feb 29, 2024 to Feb 4, 2025
- Discretionary RAUM · $396M to $456MFeb 29, 2024 to Feb 4, 2025
- HNW RAUM · $277M to $341MFeb 29, 2024 to Feb 4, 2025
- Individual RAUM · $119M to $115MFeb 29, 2024 to Feb 4, 2025
- RAUM · $396M to $456MFeb 29, 2024 to Feb 4, 2025
- Wrap assets (sponsor) · $13.9M to $22.3MFeb 29, 2024 to Feb 4, 2025
- Accounts · 1,490 to 1,593Jan 17, 2024 to Feb 29, 2024
- HNW clients · 121 to 130Jan 17, 2024 to Feb 29, 2024
- Individual clients · 445 to 436Jan 17, 2024 to Feb 29, 2024
- Assets in custody · $93.9M to $109MJan 17, 2024 to Feb 29, 2024
- Other offices · 2 to 0Jan 17, 2024 to Feb 29, 2024
- Discretionary RAUM · $318M to $396MJan 17, 2024 to Feb 29, 2024
- HNW RAUM · $212M to $277MJan 17, 2024 to Feb 29, 2024
- Individual RAUM · $106M to $119MJan 17, 2024 to Feb 29, 2024
- RAUM · $318M to $396MJan 17, 2024 to Feb 29, 2024
- Wrap assets (manager) · $308M to $0Jan 17, 2024 to Feb 29, 2024
- Wrap assets (sponsor) · $10.1M to $13.9MJan 17, 2024 to Feb 29, 2024
- Advisory employees · 2 to 3Oct 12, 2023 to Jan 17, 2024
- BD registered reps · 5 to 0Oct 12, 2023 to Jan 17, 2024
- Employees · 7 to 6Oct 12, 2023 to Jan 17, 2024
- State-registered IARs · 2 to 3Oct 12, 2023 to Jan 17, 2024
- Advisory employees · 3 to 2Apr 12, 2023 to Oct 12, 2023
- Employees · 8 to 7Apr 12, 2023 to Oct 12, 2023
Signals
3 dated events
- B3 Wealth Strategies reported RAUM $35.8M, down 92% from $455.7M (2025-12-15 to 2026-02-24)Feb 24, 2026 · RAUM change · derived
- Heather M Carlson left B3 Wealth Strategies for The Retirement Solution Llc (registered 2023-11-06)Oct 12, 2023 · Advisor changed firm · fact
- B3 Wealth Strategies filed its initial SEC registration (Form ADV)Jun 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@b3wealthstrategies.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jess@b3wealthstrategies.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- risha@b3wealthstrategies.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 425-974-1145reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/b3-wealth-strategiesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- B3WEALTHSTRATEGIES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-974-1145reportedpublic record, Form ADV, Jun 17, 2026
- Contact form
- b3wealthstrategies.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- b3wealthstrategies.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026