DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• C•••••• A••••••• S•••••••
FORT WORTH, TX | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• C•••••• A••••••• S••••••• | Bd affiliated wealth | Jul 22, 2024 | n/a | yes | San Diego, CA|FORT WORTH, TX | Current employment |
| F••••••• W••••• M••••••••• I••• | Former SEC adviser | Aug 26, 2021 | Apr 21, 2023 | no | CULVER CITY, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• W••••• M••••••••• I••• | F•••• C•••••• A••••••• S••••••• | Apr 21, 2023 | Jul 22, 2024 | 458 | Firm change after gap | RIA to ibd |
| A••••••••• L•• | F••••••• W••••• M••••••••• I••• | Aug 13, 2021 | Aug 26, 2021 |
| A••••••••• L•• | Former SEC adviser | Jun 25, 2021 | Aug 13, 2021 | no | LOS ANGELES, CA | Previous registration |
| L••••••••• | Former SEC adviser | Dec 15, 2015 | Dec 24, 2018 | no | BEVERLY HILLS, CA | Previous registration |
| P••• F•••••••• A•••••••• L•• | Independent wealth | Jan 15, 2013 | Nov 3, 2015 | no | SAN DIEGO, CA | Previous registration |
| 13 |
| Firm change |
| RIA to RIA |
| L••••••••• | A••••••••• L•• | Dec 24, 2018 | Jun 25, 2021 | 914 | Firm change after gap | RIA to RIA |
| P••• F•••••••• A•••••••• L•• | L••••••••• | Nov 3, 2015 | Dec 15, 2015 | 42 | Firm change | Other |