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C••••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C••••••••• B••••

Advisor at I•• C••••••• L••

FOSTER CITY, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:66940afa-c4d1-42d0-82e0-5ce6e77c3809

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 2
On other graphs: 0
Observed: Dec 21, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	Sep 14, 2026	n/a	yes	Los Angeles, CA\|FOSTER CITY, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 18, 2022	Aug 23, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	I•• C••••••• L••	Aug 23, 2026	Sep 14, 2026	22	Firm change	Wirehouse to RIA
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Apr 5, 2021

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 23, 2026
Advisor changed firm
C••••••••• B•••• left J••• M••••• S••••••••• L•• for I•• C••••••• L•• (registered 2026-09-14)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
C••••••••• B•••• registered as an investment adviser representative at I•• C••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66940afa-c4d1-42d0-82e0-5ce6e77c3809
First observed: Dec 21, 2018
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.