RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• B••••
- I•• C••••••• L•• independent RIA currentsince Sep 14, 2026 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseApr 18, 2022 to Aug 23, 2026 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerDec 21, 2018 to Apr 5, 2021 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• to I•• C••••••• L••left Aug 23, 2026, registered Sep 14, 2026 (22 days) · Wirehouse to independent RIA
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Apr 5, 2021, registered Apr 18, 2022 (378 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••••• B•••• registered as an investment adviser representative at I•• C••••••• L••Sep 14, 2026 · Advisor registered · fact
- C••••••••• B•••• left J••• M••••• S••••••••• L•• for I•• C••••••• L•• (registered 2026-09-14)Aug 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address