DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
CORAL GABLES, FL | MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 28, 2023 | n/a | yes | CORAL GABLES, FL|MIAMI, FL|MIAMI, FL|CORAL GABLES, FL | Current employment |
| V••••••••• I••• I••• | Former SEC adviser | Mar 10, 2022 | Mar 23, 2023 | no | MIAMI, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••••• I••• I••• | W•••• F•••• A••••••• | Mar 23, 2023 | Mar 28, 2023 | 5 | Firm change | RIA to wirehouse |
| S•••••• I••••••••• M••••••• L•• | V••••••••• I••• I••• | Mar 23, 2023 | Mar 10, 2022 |
| S•••••• I••••••••• M••••••• L•• | Asset manager | Feb 22, 2022 | Mar 23, 2023 | no | CORAL GABLES, FL | Previous registration |
| -378 |
| Firm change after gap |
| Other |