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CRD 300155
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C•••••• M•••• D• L• P•• B••••• | Certified Financial Planner | CORAL GABLES, FL | 7 | 26 | 2 | no |
| E•••••• L••• A•••••• | n/a | CORAL GABLES, FL | 5 | 13 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••• C••••••• M•••• D• L• P•• | MANAGING MEMBER | E | yes | 09/2017 | Mar 11, 2019 | Mar 18, 2024 |
| B••••• E••••••• E•••••• | MANAGING DIRECTOR & HEAD OF BUSINESS DEVELOPMENT & CHIEF COMPLIANCE OFFICER | Na | yes | 02/2022 | Mar 16, 2022 | Mar 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| V••••••••• I••• I••• | n/a | Former SEC adviser | $1.6B | N | no | n/a |
| V••••••••• W••• I••• | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 2 | 0 | 20.0% | 0 | 0 | 0 | 4 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.4B | -4.4% | $1.1B | 8.6% | 13 | 15 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| V••••••••• I••• I••• | 3 | Jun 26, 2026 | Jun 17, 2026 | MIAMI, FL | Firm absorbed | Other | 75.0% |
| no |
| E•••••• S••••••••• | n/a | CORAL GABLES, FL | 3 | 10 | n/a | no |
| R••••• A••• M••••• | n/a | CORAL GABLES, FL | 2 | 15 | n/a | no |
| A•••••• O••••• | n/a | CORAL GABLES, FL | 2 | 15 | 4 | no |
| I•••••• S••••••••• | n/a | CORAL GABLES, FL | 2 | 10 | n/a | no |
| C••••• M••••• A•••••••• | n/a | CORAL GABLES, FL | 1 | 11 | n/a | no |
| C••••• S•••••• K•••••• | n/a | CORAL GABLES, FL | Mexico City | 1 | 11 | 1 | no |
| C••••• E•••••• G••••••••• | n/a | CORAL GABLES, FL | 0 | 24 | 2 | no |
| $1.4B |
| $1.2B |
| 13 |
| 9 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $1.4B | $1.3B | 15 | 7 | 0 | n/a | n/a |
| 2023 | Mar 18, 2024 | $1.1B | $1.0B | 11 | 6 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.1B | $910M | 7 | 4 | 0 | n/a | n/a |
| 2021 | Mar 11, 2022 | $992M | $892M | 6 | 3 | 1 | n/a | n/a |
| 2020 | Feb 1, 2021 | $749M | $635M | 4 | 3 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $532M | $484M | 1 | 1 | 1 | n/a | n/a |