DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••• H••••••• I••••••••• M••••••••• L••
Latest filing May 12, 2026
First filing on the tape Jun 7, 2018 · 23 filings
SEC status approved since Jul 9, 2018
RAUM
$27B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
88
41 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$27B as of May 12, 2026
Mar 25, 2019$801M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 25, 20190 then
Employees (5.A)88 as of May 12, 2026
Mar 25, 20196 then
Private funds12 as of May 12, 2026
Mar 25, 20191 then
RAUM +29% over the last fiscal year+65% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $888M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$24B92%
- Pooled investment vehicles$2.2B8.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $888M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.08 institutional_share=0.92 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• C•• I• 2•••••• L••• | Securitized Asset Fund | $472M | 4 | Apr 8, 2019 |
| G••••••• C•• X• 2•••••• L•• | Securitized Asset Fund | $400M | 2 | Mar 29, 2024 |
| A••••••• F• O••••••••• I• L• | Private Equity Fund | $188M | 4 | Mar 29, 2024 |
| G••••••• C•• V••• 2•••••• L••• | Securitized Asset Fund | $121M | 4 | Mar 31, 2018 |
| A••••••• F• F••• I• L• | Private Equity Fund | $50.1M | 4 | Mar 29, 2024 |
| A••••••• F• F••• I•• L• | Private Equity Fund | $50.1M | 4 | Mar 29, 2024 |
| A••••••• F• F••• I• L• | Private Equity Fund | $50.1M | 4 | Mar 29, 2024 |
| A••••••• F• F••• I• L• | Private Equity Fund | $38.6M | 4 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• B•••••••• A•••••••• · Chief Compliance Officer, Chief Legal Officercontrolsince 06/2020 · owns less than 5%
- S••••• R••••••••• · Chief Executive Officer, Chief Investment Officercontrolsince 05/2017 · owns less than 5%
Entity owners
- A••••••• H••••••• L•• · Memberdirect · owns 75% or more
- H••••••• A•• A•• U• B••••••• T•••• · Memberindirect · owns 50% to 75% of A••••••• H••••••• L••
- R•••••• S••••• 2••• G••••• L•• · Trusteeindirect · owns F of H••••••• A•• A•• U• B••••••• T••••
- T•• K•••••••• C••••••••• · Trusteeindirect · owns F of T•• T••••• T••••
- T•• T••••• T•••• · Memberindirect · owns 50% to 75% of A••••••• H••••••• L••
Related persons
Schedule D 7.A
- A••••••• H••••••• I• G• L••pooled vehicle sponsorn
- A••••••• H••••••• I• G• L••pooled vehicle sponsorn
- A••••••• H••••••• I•• G• L••pooled vehicle sponsorn
- A••••••• H••••••• I• G• L••pooled vehicle sponsorn
- A••••••• H••••••• M••••••••• L••investment advisernRAUM $1.8B
- H••••• L••• • A•••••• C••••••real estaten
- I•••••••• H••••••• L••• I•••••••• C••••••real estaten
- S••••••• R••••••••• L•••real estaten
- T•• K•••••••• C•••••••••n
Advisers that list A••••••• H••••••• I••••••••• M••••••••• L•• as a related person
- 293116 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 56.0 to 88.0 (+57.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +2.0% (79 comparable advisers, 96.0th percentile of changes)peers: institutional managers, $20B and over (79) · 96% percentile
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $20,690,623,557 to $26,696,745,931 (+29.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +11.0% (83 comparable advisers, 90.0th percentile of changes)peers: institutional managers, $20B and over (83) · 90% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 30, 2026 to May 12, 2026
- Accounts · 14 to 16Dec 24, 2025 to Mar 30, 2026
- Advisory employees · 34 to 41Dec 24, 2025 to Mar 30, 2026
- Advisory activities · 2 to 3Dec 24, 2025 to Mar 30, 2026
- Pooled vehicle clients · 10 to 12Dec 24, 2025 to Mar 30, 2026
- Assets in custody · unset to 887744586.0Dec 24, 2025 to Mar 30, 2026
- Custody of client assets · false to trueDec 24, 2025 to Mar 30, 2026
- Employees · 56 to 88Dec 24, 2025 to Mar 30, 2026
- Private funds · 11 to 12Dec 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $21B to $26BDec 24, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $214MDec 24, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.8B to $2.2BDec 24, 2025 to Mar 30, 2026
- RAUM · $21B to $27BDec 24, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 8, 2025
- Accounts · 12 to 14Jan 30, 2025 to Mar 31, 2025
- Advisory employees · 45 to 34Jan 30, 2025 to Mar 31, 2025
- Pooled vehicle clients · 8 to 10Jan 30, 2025 to Mar 31, 2025
- Employees · 45 to 56Jan 30, 2025 to Mar 31, 2025
- Other offices · 0 to 1Jan 30, 2025 to Mar 31, 2025
- Private funds · 8 to 11Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $14B to $21BJan 30, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.8BJan 30, 2025 to Mar 31, 2025
- RAUM · $14B to $21BJan 30, 2025 to Mar 31, 2025
- Accounts · 8 to 12Aug 24, 2023 to Mar 29, 2024
- Advisory employees · 31 to 45Aug 24, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 8Aug 24, 2023 to Mar 29, 2024
- Employees · 31 to 45Aug 24, 2023 to Mar 29, 2024
- Private funds · 2 to 8Aug 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.9B to $14BAug 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $772M to $1.1BAug 24, 2023 to Mar 29, 2024
- RAUM · $5.9B to $14BAug 24, 2023 to Mar 29, 2024
- Accounts · 6 to 8Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 25 to 31Mar 31, 2022 to Mar 31, 2023
- Employees · 25 to 31Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.2B to $5.9BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $849M to $772MMar 31, 2022 to Mar 31, 2023
- RAUM · $2.2B to $5.9BMar 31, 2022 to Mar 31, 2023
- Accounts · 3 to 6Nov 3, 2021 to Mar 31, 2022
- Advisory employees · 23 to 25Nov 3, 2021 to Mar 31, 2022
- Employees · 23 to 25Nov 3, 2021 to Mar 31, 2022
Signals
10 dated events
- A••••••• H••••••• I••••••••• M••••••••• L•• reported RAUM $26.7B, up 29% from $20.7B (2025-12-24 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A••••••• H••••••• I••••••••• M••••••••• L•• reported RAUM $20.7B, up 47% from $14.0B (2025-01-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A••••••• H••••••• I••••••••• M••••••••• L•• reported RAUM $14.0B, up 136% from $5.9B (2023-08-24 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- A••••••• H••••••• I••••••••• M••••••••• L•• reported RAUM $5.9B, up 175% from $2.2B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A••••••• H••••••• I••••••••• M••••••••• L•• reported RAUM $2.1B, up 121% from $932.3M (2021-03-31 to 2021-11-03)Nov 3, 2021 · RAUM change · derived
- A•••••••• B••••••• G•••••• (Chief Compliance Officer, Chief Legal Officer) appeared on Schedule A of A••••••• H••••••• I••••••••• M••••••••• L••Jun 22, 2020 · Control person joined · fact
- Robert Yingling (Chief Financial Officer) no longer on Schedule A of A••••••• H••••••• I••••••••• M••••••••• L•• (listed 2020-05-28, absent 2020-06-22)Jun 22, 2020 · Control person left · inference
- W Mark Connolly (Chief Compliance Officer, Chief Legal Officer) no longer on Schedule A of A••••••• H••••••• I••••••••• M••••••••• L•• (listed 2020-05-28, absent 2020-06-22)Jun 22, 2020 · Control person left · inference
- A••••••• H••••••• I••••••••• M••••••••• L•• reported RAUM $800.9M, up 68% from $476.6M (2018-11-30 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
- A••••••• H••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• H••••••• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••••••• H••••••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••://WWW.LINKEDIN.COM/COMPANY/A•••••••-HOLDINGSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-720-1000reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026