DFX Intelligence

R••• P••••• V•• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

R••• P••••• V•• B•••••••••

Advisor at W••••••••• A•••••••

New York, NY | Bluffton, SC

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Search this name across graphsid dfx:ria:671dbfa2-823c-e6a6-84e8-2234c58029b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Jun 30, 2022	n/a	yes	New York, NY\|Bluffton, SC	Current employment
W••••••••• A•••••••	Former SEC adviser	Sep 3, 2021	Jul 5, 2022	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Jul 5, 2022	Jun 30, 2022	-5	Channel change	RIA to RIA
L•••• A•••••••• I•••	W••••••••• A•••••••	Sep 5, 2018	Sep 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
158380:106181:NY:2022-07-05	Jul 5, 2022	Jun 30, 2022	NEW YORK, NY	Firm change
119386:158380:NY:2018-09-05	Sep 5, 2018	Sep 3, 2021	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Sep 3, 2021 to Jul 5, 2022factForm ADV
→ L•••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2002 to Sep 5, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:671dbfa2-823c-e6a6-84e8-2234c58029b4
First observed: Jun 15, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.