Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Relationships
5
Dated events
1
On other graphs
0
Observed
Jul 8, 2009 to Sep 15, 2026
Across DFX
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
Facts
fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point
Current firm
W•••• F•••• A•••••••
Current firm class
wirehousederived
Book size
not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start
Jul 1, 2009earliest registration or exam on IAPD
Years in industry
17derivedfrom the industry start date
Years at current firm
1derivedfrom the current registration's begin date
Prior firms
4
Registration history
registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution
Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.
Current registrations
1
Registered states
3
Exams
S66
First exam
Jul 1, 2009
First registration
Jul 8, 2009
Dual registered
yes, broker-dealer
Other names
PAUL ADAM PHILLIPS|PAUL ADAM PHILLIPS|P••• P••••••• JR|P••• P•••••••|P••• P•••••••
NEWTOWN, PA|MORRISVILLE, PA|FAIRLESS HILLS, PA|MORRISVILLE, PA|PHILADELPHIA, PA|FAIRLESS HILLS, PA|PHILADELPHIA, PA|FAIRLESS HILLS, PA|PHILADELPHIA, PA|FEASTERVILLE TREVOSE, PA|FAIRLESS HILLS, PA