DFX Intelligence
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Registered advisor
P••• P•••••••
Feed of 09/15/2026
Also filed as Paul Adam Phillips
At current firm
1 y
since Feb 5, 2025
In the industry
17 y
since Jul 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 5, 2025 · Princeton, Nj
- J••• M••••• S••••••••• L•• wirehouseNov 15, 2018 to Feb 3, 2025 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 19, 2014 to Nov 13, 2018 · Newtown, Pa
- P•• W••••• M••••••••• BD affiliatedJan 31, 2013 to Nov 6, 2014 · Prospect Park, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 8, 2009 to Jan 30, 2013 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Feb 3, 2025, registered Feb 5, 2025 (2 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Nov 13, 2018, registered Nov 15, 2018 (2 days) · Wirehouse to wirehouse
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 6, 2014, registered Nov 19, 2014 (13 days) · Other
- V••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••left Jan 30, 2013, registered Jan 31, 2013 (1 days) · Other
Signals
- P••• P••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-02-05)Feb 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address